Key facts
- This page summarizes Jeffrey Rittichier's Form 4 filing for EMCORE CORP.
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 26 Mar 2024, 16:25.
Jeffrey Rittichier - 23 Mar 2024 Form 4 Insider Report for EMCORE CORP
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- N/A
- Reported as of
- 23 Mar 2024
- Net transaction value
- -$19,873
- SEC form
- 4
- Accepted by SEC
- 26 Mar 2024, 16:25:41 UTC
- Prior SEC filing
- 20 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ryan Hochgesang, attorney in fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Jeffrey Rittichier filed Form 4 for EMCORE CORP on 26 Mar 2024.
Change
- Previous filing in this sequence was filed on 20 Jun 2023.
- Current net transaction value: -$19,873.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EMKR
transaction
Common Stock
Tax liability
- Transaction value
- $7,528
- Shares
- -19,743
- Change %
- -2%
- Price
- $0.3813
- Shares after
- 978,906
- Date
- 23 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
EMKR
transaction
Common Stock
Tax liability
- Transaction value
- $12,345
- Shares
- -32,375
- Change %
- -3.3%
- Price
- $0.3813
- Shares after
- 946,531
- Date
- 23 Mar 2024
- Ownership
- Direct
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
On March 23, 2021, the Reporting Person was granted 130,000 restricted stock units (RSUs), vesting in four equal annual installments beginning on the first anniversary of the grant date, which grant was previously reported on a Form 4, Table I. The Reporting Person vested in 32,500 shares on March 23, 2024 from this RSU award. The number of shares reported here represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligation in connection with the vesting of the RSUs on March 23, 2024.
Footnote F2
On March 23, 2023, the reporting person was granted 217,100 restricted stock units (RSUs), vesting in four equal annual installments beginning on the first anniversary of the grant date, which grant was previously reported on a Form 4, Table I. The reporting person vested in 54,275 shares on March 23, 2024 from this RSU award. The number of shares reported here represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the reporting person's tax withholding obligation in connection with the vesting of the RSUs on March 23, 2024.