Derek C. Johnson - 22 Mar 2024 Form 4 Insider Report for Solid Power, Inc. (SLDP)

Reporting relationship: Chief Operating Officer
Issuer ticker: SLDP
Reported as of: 22 Mar 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 26 Mar 2024, 12:03:35 UTC
Prior SEC filing: 04 Mar 2024
Next SEC filing: 01 Apr 2024
Source filing: View source filing
Reporting owner signature: /s/ James Liebscher, attorney-in-fact on behalf of Derek C. Johnson

Key filing fact

Derek C. Johnson filed Form 4 for Solid Power, Inc. (SLDP) on 26 Mar 2024.

Key facts

This page summarizes Derek C. Johnson's Form 4 filing for Solid Power, Inc. (SLDP).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 26 Mar 2024, 12:03.

Change

Previous filing in this sequence was filed on 04 Mar 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SLDP transaction

Common Stock

Award

Transaction value: $0
Shares: +567,551
Change %: +188%
Price: $0.000000
Shares after: 869,694
Date: 22 Mar 2024
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SLDP transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +1,074,758
Change %
Price: $0.000000
Shares after: 1,074,758
Date: 22 Mar 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,074,758
Exercise price: $1.56
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of the underlying common stock of the Issuer. The restricted stock units will vest as to 25% of the granted number on March 22, 2025, and the remaining 75% of the granted number will vest in 12 equal quarterly installments commencing on March 31, 2025, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date.

Footnote F2

The stock option will vest as to 25% of the shares of the Issuer's common stock underlying the grant on March 22, 2025, and will vest as to the remaining 75% of the shares underlying the grant in 12 equal quarterly installments commencing on March 31, 2025, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date.