Key facts
- This page summarizes Corey M. Horowitz's Form 4 filing for NETWORK-1 TECHNOLOGIES, INC. (NTIP).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 26 Mar 2024, 11:51.
Corey M. Horowitz - 22 Mar 2024 Form 4 Insider Report for NETWORK-1 TECHNOLOGIES, INC. (NTIP)
- Reporting relationship
- CEO and Chairman, Director, 10%+ Owner
- Issuer ticker
- NTIP
- Reported as of
- 22 Mar 2024
- Net transaction value
- -$49,125
- SEC form
- 4
- Accepted by SEC
- 26 Mar 2024, 11:51:12 UTC
- Prior SEC filing
- 23 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Corey M. Horowitz
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Corey M. Horowitz filed Form 4 for NETWORK-1 TECHNOLOGIES, INC. (NTIP) on 26 Mar 2024.
Change
- Previous filing in this sequence was filed on 23 Mar 2023.
- Current net transaction value: -$49,125.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NTIP-NYSE
transaction
Common Stock, $.01 par value per share
Options Exercise
- Transaction value
- $0
- Shares
- +75,000
- Change %
- +1.9%
- Price
- $0.000000
- Shares after
- 4,007,459
- Date
- 22 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
NTIP-NYSE
transaction
Common Stock, $.01 par value per share
Tax liability
- Transaction value
- $49,125
- Shares
- -23,505
- Change %
- -0.59%
- Price
- $2.09
- Shares after
- 3,983,954
- Date
- 22 Mar 2024
- Ownership
- Direct
- Footnotes
- F3
NTIP-NYSE
holding
Common Stock, $.01 par value per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,157,097
- Date
- 22 Mar 2024
- Ownership
- By CMH Capital Management Corp.
- Footnotes
- F4
NTIP-NYSE
holding
Common Stock, $.01 par value per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 67,470
- Date
- 22 Mar 2024
- Ownership
- By spouse
- Footnotes
- F4
NTIP-NYSE
holding
Common Stock, $.01 par value per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 452,250
- Date
- 22 Mar 2024
- Ownership
- By trust / custodian
- Footnotes
- F4
NTIP-NYSE
holding
Common Stock, $.01 par value per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,291
- Date
- 22 Mar 2024
- Ownership
- By Horowitz Partners
- Footnotes
- F4
NTIP-NYSE
holding
Common Stock, $.01 par value per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 134,275
- Date
- 22 Mar 2024
- Ownership
- By CMH Capital Management Corp. Profit Sharing Plan
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NTIP-NYSE
transaction
Derivative
Restricted stock units
Options Exercise
- Transaction value
- $0
- Shares
- +75,000
- Change %
- +21%
- Price
- $0.000000
- Shares after
- 425,000
- Date
- 22 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 75,000
- Exercise price
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of common stock.
Footnote F2
75,000 restricted stock units vested on March 22, 2024 in accordance with Mr. Horowitz's employment agreement, dated March 22, 2022, with the Issuer.
Footnote F3
23,505 shares of common stock were delivered by Mr. Horowitz to satisfy withholding taxes resulting in net shares issued to Mr. Hororwitz of 51,495.
Footnote F4
Includes shares of common stock owned indirectly by Mr. Horowitz, and directly as follows: (i) 2,157,097 shares owned by CMH Capital Management Corp., an entity solely owned by Mr.Horowitz; (ii) 67,470 shares owned by Donna Slavitt, the wife of Mr. Horowitz, (iii) an aggregate of 452,250 shares held by two trusts and a custodian account for the benefit of Mr. Horowitz'sthree children; (iv) 2,291 shares of common stock held by Horowitz Partners, a general partnership of which Mr. Horowitz is a partner; and (v) 134,275 shares of common stock owned by CMH Capital Management Corp. Profit Sharing Plan, an entity of which Mr. Horowitz, as trustee, has sole voting and investment power with respect to the shares.