Key facts
- This page summarizes PERISCOPE CAPITAL INC.'s Form 4 filing for Zeo Energy Corp. (ZEO).
- 3 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 25 Mar 2024, 17:14.
PERISCOPE CAPITAL INC. - 15 Mar 2024 Form 4 Insider Report for Zeo Energy Corp. (ZEO)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- ZEO
- Reported as of
- 15 Mar 2024
- Net transaction value
- -$36,524
- SEC form
- 4
- Accepted by SEC
- 25 Mar 2024, 17:14:02 UTC
- Prior SEC filing
- 25 Mar 2024
- Next SEC filing
- 04 Oct 2024
- Source filing
- View source filing
- Reporting owner signature
- Periscope Capital Inc., By: /s/ Lisa Shostack, General Counsel
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
PERISCOPE CAPITAL INC. filed Form 4 for Zeo Energy Corp. (ZEO) on 25 Mar 2024.
Change
- Previous filing in this sequence was filed on 25 Mar 2024.
- Current net transaction value: -$36,524.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ZEO
transaction
Derivative
Warrants
Sale
- Transaction value
- $368
- Shares
- -2,000
- Change %
- -0.25%
- Price
- $0.1842
- Shares after
- 782,400
- Date
- 15 Mar 2024
- Ownership
- See Footnotes
- Underlying class
- Class A Common Stock
- Underlying amount
- 2,000
- Exercise price
- $11.50
- Footnotes
- F1, F2, F3, F4
ZEO
transaction
Derivative
Warrants
Sale
- Transaction value
- $156
- Shares
- -1,200
- Change %
- -0.15%
- Price
- $0.1300
- Shares after
- 781,200
- Date
- 20 Mar 2024
- Ownership
- See Footnotes
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,200
- Exercise price
- $11.50
- Footnotes
- F1, F2, F3, F5
ZEO
transaction
Derivative
Warrants
Sale
- Transaction value
- $36,000
- Shares
- -300,000
- Change %
- -38%
- Price
- $0.1200
- Shares after
- 481,200
- Date
- 25 Mar 2024
- Ownership
- See Footnotes
- Underlying class
- Class A Common Stock
- Underlying amount
- 300,000
- Exercise price
- $11.50
- Footnotes
- F1, F2, F3, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
PERISCOPE CAPITAL INC. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 6 footnotes
Footnote F1
The filing of this Form 4 shall not be construed as an admission that Periscope Capital Inc. ("Periscope") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any Warrants ("Warrants"), each exercisable for one share of Class A Common Stock, par value $0.0001 per share "Class A Common Stock"), of Zeo Energy Corp. (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, Periscope disclaims such beneficial ownership, except to the extent of its pecuniary interest.
Footnote F2
Periscope is the investment manager or trading advisor of each of: (i) Nautilus Master Fund, L.P. ("Nautilus MF"), which is the direct beneficial owner of 0 Warrants; (ii) New Holland Tactical Alpha Fund LP ("NH TAF"), which is the direct beneficial owner of 110,700 Warrants; (iii) Periscope Fund LP ("PF LP"), which is the direct beneficial owner of 0 Warrants; (iv) Periscope SPAC Warrant Opportunity Fund LP ("Periscope SPAC WOF"), which is the direct beneficial owner of 370,500 Warrants; and (v) Periscope Target Return Fund LP ("Periscope TRF" and, together with Nautilus MF, NH TAF, PF LP and Periscope SPAC WOF, the "Funds"), which is the direct beneficial owner of 0 Warrants. Periscope, although it directs the voting and disposition of the Warrants held by the Funds, only receives an asset-based fee relating to the Warrants held by the Funds.
Footnote F3
Pursuant to the terms of the Warrant Agreement dated as of October 22, 2021 by and among the Issuer and the other parties thereto (i) each Warrant is exercisable at a price of $11.50, subject to adjustment as specified therein and (ii) the Warrants will expire on a date to be fixed by the Issuer upon its election to redeem the Warrants.
Footnote F4
On March 15, 2025, Nautilus MF sold 1,200 Warrants and Periscope TRF sold 800 Warrants.
Footnote F5
On March 20, 2024, Nautilus MF sold 700 Warrants and Periscope TRF sold 500 Warrants.
Footnote F6
On March 25, 2024, Nautilus MF sold 58,200 Warrants, NH TAF sold 45,700 Warrants, PF LP sold 600 Warrants, Periscope SPAC WOF sold 153,200 Warrants and Periscope TRF sold 42,300 Warrants.