Key facts
- This page summarizes Theresa Noriega-Lum's Form 5 filing for CHINA FUND INC (CHN).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 25 Mar 2024, 13:49.
Theresa Noriega-Lum - 14 Mar 2024 Form 5 Insider Report for CHINA FUND INC (CHN)
- Reporting relationship
- President
- Issuer ticker
- CHN
- Reported as of
- 14 Mar 2024
- Net transaction value
- $0
- SEC form
- 5
- Accepted by SEC
- 25 Mar 2024, 13:49:53 UTC
- Prior SEC filing
- 06 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Theresa Noriega-Lum
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Theresa Noriega-Lum filed Form 5 for CHINA FUND INC (CHN) on 25 Mar 2024.
Change
- Previous filing in this sequence was filed on 06 Feb 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 5 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CHN
transaction
Shares of China Fund, Inc. (CHN)
Disposition pursuant to a tender of shares in a change of control transaction
- Transaction value
- $0
- Shares
- 0
- Change %
- Price
- $0.000000*
- Shares after
- 0
- Date
- 14 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Theresa Noriega-Lum is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 1 footnote
Footnote F1
No securities are beneficially owned