Key facts
- This page summarizes Gregory Stone's Form 4 filing for TMC the metals Co Inc. (TMC).
- 4 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 22 Mar 2024, 21:33.
Gregory Stone - 28 Sep 2023 Form 4 Insider Report for TMC the metals Co Inc. (TMC)
- Reporting relationship
- Chief Ocean Scientist
- Issuer ticker
- TMC
- Reported as of
- 28 Sep 2023
- Net transaction value
- -$70,979
- SEC form
- 4
- Accepted by SEC
- 22 Mar 2024, 21:33:51 UTC
- Prior SEC filing
- 28 Sep 2023
- Next SEC filing
- 22 Nov 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ryan Coombes, General Counsel
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Gregory Stone filed Form 4 for TMC the metals Co Inc. (TMC) on 22 Mar 2024.
Change
- Previous filing in this sequence was filed on 28 Sep 2023.
- Current net transaction value: -$70,979.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TMC
transaction
Common Shares
Sale
- Transaction value
- $14,527
- Shares
- -14,489
- Change %
- -3.8%
- Price
- $1.00
- Shares after
- 370,876
- Date
- 28 Sep 2023
- Ownership
- Direct
- Footnotes
- F1
TMC
transaction
Common Shares
Sale
- Transaction value
- $29,060
- Shares
- -25,000
- Change %
- -6.7%
- Price
- $1.16
- Shares after
- 345,876
- Date
- 04 Dec 2023
- Ownership
- Direct
- Footnotes
- F2
TMC
transaction
Common Shares
Sale
- Transaction value
- $27,392
- Shares
- -25,000
- Change %
- -7.2%
- Price
- $1.10
- Shares after
- 320,876
- Date
- 22 Dec 2023
- Ownership
- Direct
- Footnotes
- F3
TMC
transaction
Common Shares
Award
- Transaction value
- $0
- Shares
- +12,414
- Change %
- +3.9%
- Price
- $0.000000
- Shares after
- 333,290
- Date
- 20 Mar 2024
- Ownership
- Direct
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Gregory Stone is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at various prices. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
Footnote F2
The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.15 to $1.17 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
Footnote F3
The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.09 to $1.115 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
Footnote F4
Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan.