Key facts
- This page summarizes Borse Dubai LTD's Form 4 filing for NASDAQ, INC. (NDAQ).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 22 Mar 2024, 16:30.
Borse Dubai LTD - 22 Mar 2024 Form 4 Insider Report for NASDAQ, INC. (NDAQ)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- NDAQ
- Reported as of
- 22 Mar 2024
- Net transaction value
- -$1,797,907,000
- Reporting owner signature
- /s/ Khalifa Al Daboos, By: Investment Corporation of Dubai, By: Khalifa Al Daboos, Authorized Signatory
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Borse Dubai LTD filed Form 4 for NASDAQ, INC. (NDAQ) on 22 Mar 2024.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$1,797,907,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NDAQ
transaction
Common Stock, $0.01 per share
Sale
- Transaction value
- $1,797,907,000
- Shares
- -31,000,000
- Change %
- -35%
- Price
- $58.00
- Shares after
- 58,341,545
- Date
- 22 Mar 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Reflects shares of Common Stock of the Issuer, par value $0.01 per share ("Common Stock"), sold pursuant to a secondary offering of the Issuer which closed on March 22, 2024 (the "Offering"), including full exercise of the option granted to the underwriters to acquire additional shares. The material terms of the Offering are described in the prospectus supplement, dated March 19, 2024, filed by the Issuer with the Securities and Exchange Commission on March 21, 2024.
Footnote F2
This amount represents the per share price of Common Stock, as sold to the underwriters in connection with the Offering.
Footnote F3
The number of shares of Common Stock reported as beneficially owned reflects a 3-for-1 stock split completed by the Issuer on August 26, 2022.
Footnote F4
Borse Dubai Ltd. has direct beneficial ownership of the reported shares of Common Stock. Investment Corporation of Dubai is the majority shareholder of Borse Dubai Ltd. Investment Corporation of Dubai may, therefore, be deemed to have beneficial ownership of all of the reported shares of Common Stock.
Footnote F5
Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
SEC remarks
Exhibit 99.1 (Joint Filing Agreement) is filed herewith and incorporated by reference herein