Sonia M. Dumbleton - 19 Mar 2024 Form 4 Insider Report for FINANCIAL INSTITUTIONS INC (FISI)

Reporting relationship
Senior Vice President
Issuer ticker
FISI
Reported as of
19 Mar 2024
Net transaction value
-$7,627
Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
21 Mar 2024, 16:05:14 UTC
Prior SEC filing
23 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Sonia M. Dumbleton

Key filing fact

Sonia M. Dumbleton filed Form 4 for FINANCIAL INSTITUTIONS INC (FISI) on 21 Mar 2024.

Key facts

  • This page summarizes Sonia M. Dumbleton's Form 4 filing for FINANCIAL INSTITUTIONS INC (FISI).
  • 5 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 21 Mar 2024, 16:05.

Change

  • Previous filing in this sequence was filed on 23 Mar 2023.
  • Current net transaction value: -$7,627.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FISI transaction

Common Stock

Options Exercise

Transaction value
Shares
+1,012
Change %
+14%
Price
Shares after
8,410
Date
19 Mar 2024
Ownership
Direct
Footnotes
F1
FISI transaction

Common Stock

Tax liability

Transaction value
$7,627
Shares
-417
Change %
-5%
Price
$18.29
Shares after
7,993
Date
19 Mar 2024
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FISI transaction Derivative

Restricted Stock Unit

Award

Transaction value
$0
Shares
+430
Change %
Price
$0.000000
Shares after
430
Date
19 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
430
Exercise price
Footnotes
F1
FISI transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-430
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
430
Exercise price
Footnotes
F2
FISI transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-582
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
582
Exercise price
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

Footnote F2

Restricted stock units convert into shares of common stock on a one-for-one basis.

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