Key facts
- This page summarizes Wendy F. Dicicco's Form 4 filing for SWK Holdings Corp (SWKH).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 04 Jan 2023, 16:15.
Wendy F. Dicicco - 30 Dec 2022 Form 4 Insider Report for SWK Holdings Corp (SWKH)
- Reporting relationship
- Director
- Issuer ticker
- SWKH
- Reported as of
- 30 Dec 2022
- Net transaction value
- +$33,498
- SEC form
- 4
- Accepted by SEC
- 04 Jan 2023, 16:15:11 UTC
- Prior SEC filing
- 05 Dec 2022
- Next SEC filing
- 13 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Yvette Heinrichson, as attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Wendy F. Dicicco filed Form 4 for SWK Holdings Corp (SWKH) on 04 Jan 2023.
Change
- Previous filing in this sequence was filed on 05 Dec 2022.
- Current net transaction value: +$33,498.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SWKH
transaction
Common Stock
Award
- Transaction value
- $19,757
- Shares
- +1,120
- Change %
- +26%
- Price
- $17.64
- Shares after
- 5,403
- Date
- 30 Dec 2022
- Ownership
- Direct
- Footnotes
- F1
SWKH
transaction
Common Stock
Award
- Transaction value
- $13,742
- Shares
- +779
- Change %
- +14%
- Price
- $17.64
- Shares after
- 6,182
- Date
- 30 Dec 2022
- Ownership
- Direct
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for her services as a director, based on the $17.64 closing price of the common stock on December 30, 2022.
Footnote F2
Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for her services as a director, based on the $17.64 closing price of the common stock on December 30, 2022. The restricted shares vest on December 30, 2023, subject to the Reporting Person's continued service through such vesting date.