Edward B. Stead - 05 Jan 2022 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Reporting relationship: Director
Issuer ticker: SWKH
Reported as of: 05 Jan 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 12 Jan 2022, 13:10:31 UTC
Prior SEC filing: 03 Jan 2022
Source filing: View source filing
Reporting owner signature: /s/ Edward B. Stead

Key filing fact

Edward B. Stead filed Form 4 for SWK Holdings Corp (SWKH) on 12 Jan 2022.

Key facts

This page summarizes Edward B. Stead's Form 4 filing for SWK Holdings Corp (SWKH).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 12 Jan 2022, 13:10.

Change

Previous filing in this sequence was filed on 03 Jan 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SWKH transaction

Common Stock

Award

Transaction value
Shares: +14
Change %: +0.05%
Price
Shares after: 28,053
Date: 05 Jan 2022
Ownership: Direct
Footnotes: F1

SWKH transaction

Common Stock

Disposed to Issuer

Transaction value
Shares: -1,363
Change %: -4.9%
Price
Shares after: 26,690
Date: 05 Jan 2022
Ownership: Direct
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Edward B. Stead is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

Reflects compensation for services as a director from January 1, 2022 through January 5, 2022, based on the $19.68 closing price of the common stock on January 5, 2022.

Footnote F2

Forfeiture of non-vested restricted stock award as a result of resignation as a director.