Aaron G.l. Fletcher - 31 Dec 2021 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
12 Jan 2022, 13:20:49 UTC
Prior SEC filing
01 Feb 2022
Next SEC filing
05 Jan 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Aaron G.L. Fletcher

Key filing fact

Aaron G.l. Fletcher filed Form 4 for SWK Holdings Corp (SWKH) on 12 Jan 2022.

Key facts

  • This page summarizes Aaron G.l. Fletcher's Form 4 filing for SWK Holdings Corp (SWKH).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 12 Jan 2022, 13:20.

Change

  • Previous filing in this sequence was filed on 01 Feb 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SWKH transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-1,363
Change %
-12%
Price
Shares after
9,873
Date
31 Dec 2021
Ownership
Direct
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Aaron G.l. Fletcher is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

Forfeiture of non-vested restricted stock award as a result of resignation as a director.

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