Dean Stoecker - 19 Mar 2024 Form 4 Insider Report for Alteryx, Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
19 Mar 2024, 16:48:08 UTC
Prior SEC filing
16 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christopher M. Lal, by power of attorney

Key filing fact

Dean Stoecker filed Form 4 for Alteryx, Inc. on 19 Mar 2024.

Key facts

  • This page summarizes Dean Stoecker's Form 4 filing for Alteryx, Inc..
  • 31 reported transactions and 27 derivative rows are listed below.
  • Accepted by SEC: 19 Mar 2024, 16:48.

Change

  • Previous filing in this sequence was filed on 16 Feb 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AYX transaction

Class A Common Stock

Disposed to Issuer

Transaction value
Shares
-5,520
Change %
-100%
Price
Shares after
0
Date
19 Mar 2024
Ownership
Direct
Footnotes
F1, F2
AYX transaction

Class A Common Stock

Disposed to Issuer

Transaction value
Shares
-77,500
Change %
-100%
Price
Shares after
0
Date
19 Mar 2024
Ownership
By The Dean A. Stoecker Trust dated December 16, 2013
Footnotes
F1, F3, F4
AYX transaction

Class A Common Stock

Disposed to Issuer

Transaction value
Shares
-12,449
Change %
-100%
Price
Shares after
0
Date
19 Mar 2024
Ownership
By TAILY, LLC
Footnotes
F1, F3, F5
AYX transaction

Class A Common Stock

Disposed to Issuer

Transaction value
Shares
-10,599
Change %
-100%
Price
Shares after
0
Date
19 Mar 2024
Ownership
By TRILY, LLC
Footnotes
F1, F3, F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-2,626,125
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By The Dean A. Stoecker Trust dated December 16, 2013
Underlying class
Class A Common Stock
Underlying amount
2,626,125
Exercise price
$0.000000
Footnotes
F1, F3, F4
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-207,253
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By Nead Holdings One, LLC
Underlying class
Class A Common Stock
Underlying amount
207,253
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-207,253
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By Nead Holdings Two, LLC
Underlying class
Class A Common Stock
Underlying amount
207,253
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-207,253
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By Nead Holdings Three, LLC
Underlying class
Class A Common Stock
Underlying amount
207,253
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-207,253
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By Nead Holdings Four, LLC
Underlying class
Class A Common Stock
Underlying amount
207,253
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-207,253
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By Nead Holdings Five, LLC
Underlying class
Class A Common Stock
Underlying amount
207,253
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-207,253
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By Nead Holdings Six, LLC
Underlying class
Class A Common Stock
Underlying amount
207,253
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-207,253
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By Nead Holdings Seven, LLC
Underlying class
Class A Common Stock
Underlying amount
207,253
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-207,253
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By Nead Holdings Eight, LLC
Underlying class
Class A Common Stock
Underlying amount
207,253
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-207,253
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By Nead Holdings Nine, LLC
Underlying class
Class A Common Stock
Underlying amount
207,253
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-207,253
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By Nead Holdings Ten, LLC
Underlying class
Class A Common Stock
Underlying amount
207,253
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-390,690
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By Lucy27, LLC
Underlying class
Class A Common Stock
Underlying amount
390,690
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-207,253
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By Gabalis Holdings One, LLC
Underlying class
Class A Common Stock
Underlying amount
207,253
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-207,253
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By Gabalis Holdings Two, LLC
Underlying class
Class A Common Stock
Underlying amount
207,253
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-207,253
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By Gabalis Holdings Three, LLC
Underlying class
Class A Common Stock
Underlying amount
207,253
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-207,253
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By 4610, LLC
Underlying class
Class A Common Stock
Underlying amount
207,253
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-100,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By Onyx Investments, LLC
Underlying class
Class A Common Stock
Underlying amount
100,000
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-193,748
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By Midnight Duck Holdings One, LLC
Underlying class
Class A Common Stock
Underlying amount
193,748
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-193,748
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By Midnight Duck Holdings Two, LLC
Underlying class
Class A Common Stock
Underlying amount
193,748
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-423,451
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
423,451
Exercise price
$0.000000
Footnotes
F1, F3
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-80,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By 4610 Holdings, LLC
Underlying class
Class A Common Stock
Underlying amount
80,000
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-100,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By Hickory Branch Investments, LLC
Underlying class
Class A Common Stock
Underlying amount
100,000
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-100,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
By Fairway Place Investments, LLC
Underlying class
Class A Common Stock
Underlying amount
100,000
Exercise price
$0.000000
Footnotes
F1, F3, F5
AYX transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$0
Shares
-93,584
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
93,584
Exercise price
$68.26
Footnotes
F1, F6
AYX transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$0
Shares
-50,505
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
50,505
Exercise price
$153.26
Footnotes
F1, F6
AYX transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$0
Shares
-153,471
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
153,471
Exercise price
$27.09
Footnotes
F1, F7
AYX transaction Derivative

Employee Stock Option (right to buy)

Disposed to Issuer

Transaction value
$0
Shares
-187,500
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
Direct
Underlying class
Class B Common Stock
Underlying amount
187,500
Exercise price
$12.30
Footnotes
F1, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Dean Stoecker is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 7 footnotes

Footnote F1

Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent.

Footnote F2

Pursuant to the Merger Agreement and that certain Executive Chairman Agreement, dated October 2, 2020, by and between the Reporting Person and the Issuer, effective as of the effective time of the Merger, this unvested award of restricted stock units was cancelled and converted solely into the right to receive an amount in cash (without interest) equal to (i) the total number of shares of common stock subject to such restricted stock unit award immediately prior to the effective time of the Merger, multiplied by (ii) the Per Share Price, less applicable withholding taxes.

Footnote F3

At the effective time of the Merger, these shares were automatically converted solely into the right to receive cash in an amount equal to $48.25, without interest, per share (the "Per Share Price"), subject to the terms and conditions of the Merger Agreement.

Footnote F4

The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust.

Footnote F5

The Reporting Person has sole voting and dispositive authority with respect to the shares owned by the LLC.

Footnote F6

At the effective time of the Merger, this option to purchase shares of the Issuer's common stock had an exercise price per share that was greater than or equal to the Per Share Price and, pursuant to the terms of the Merger Agreement, was cancelled for no consideration or payment.

Footnote F7

At the effective time of the Merger, each issued and outstanding stock option that was vested was cancelled and converted solely into the right to receive an amount in cash (without interest) equal to (i) the total number of shares of common stock subject to such vested option multiplied by (ii) the excess, if any, of the Per Share Price over the exercise price per share of such vested option, less applicable withholding taxes, subject to the terms and conditions of the Merger Agreement.

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