Kevin Rubin - 19 Mar 2024 Form 4 Insider Report for Alteryx, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
19 Mar 2024, 16:38:57 UTC
Prior SEC filing
05 Mar 2024
Next SEC filing
03 Jun 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christopher M. Lal, by power of attorney

Key filing fact

Kevin Rubin filed Form 4 for Alteryx, Inc. on 19 Mar 2024.

Key facts

  • This page summarizes Kevin Rubin's Form 4 filing for Alteryx, Inc..
  • 6 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 19 Mar 2024, 16:38.

Change

  • Previous filing in this sequence was filed on 05 Mar 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AYX transaction

Class A Common Stock

Disposed to Issuer

Transaction value
Shares
-98,730
Change %
-58%
Price
Shares after
71,734
Date
19 Mar 2024
Ownership
Direct
Footnotes
F1, F2
AYX transaction

Class A Common Stock

Disposed to Issuer

Transaction value
Shares
-71,734
Change %
-100%
Price
Shares after
0
Date
19 Mar 2024
Ownership
Direct
Footnotes
F1, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AYX transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$0
Shares
-16,288
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
16,288
Exercise price
$68.26
Footnotes
F1, F4
AYX transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$0
Shares
-22,369
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
22,369
Exercise price
$27.09
Footnotes
F1, F5
AYX transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$0
Shares
-4,863
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
Direct
Underlying class
Class B Common Stock
Underlying amount
4,863
Exercise price
$12.30
Footnotes
F1, F5
AYX transaction Derivative

Performance Restricted Stock Units

Disposed to Issuer

Transaction value
$0
Shares
-300,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Mar 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
300,000
Exercise price
Footnotes
F1, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Kevin Rubin is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 6 footnotes

Footnote F1

Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent.

Footnote F2

At the effective time of the Merger, these shares were automatically converted solely into the right to receive cash in an amount equal to $48.25, without interest, per share (the "Per Share Price"), subject to the terms and conditions of the Merger Agreement.

Footnote F3

At the effective time of the Merger, each outstanding restricted stock unit that was unvested was cancelled and converted solely into the contingent right to receive a cash award (without interest) equal to (i) the total number of shares of common stock subject to such unvested restricted stock unit award immediately prior to the effective time of the Merger, multiplied by (ii) the Per Share Price, less applicable withholding taxes. Such resulting cash award and payment thereof will be subject to the same vesting terms and conditions as applied to such unvested restricted stock unit award immediately prior to the effective time of the Merger.

Footnote F4

At the effective time of the Merger, this option to purchase shares of the Issuer's common stock had an exercise price per share that was greater than or equal to the Per Share Price and, pursuant to the terms of the Merger Agreement, was cancelled for no consideration or payment.

Footnote F5

At the effective time of the Merger, each issued and outstanding stock option that was vested was cancelled and converted solely into the right to receive an amount in cash (without interest) equal to (i) the total number of shares of common stock subject to such vested option multiplied by (ii) the excess, if any, of the Per Share Price over the exercise price per share of such vested option, less applicable withholding taxes, subject to the terms and conditions of the Merger Agreement.

Footnote F6

This award of performance-based restricted stock units had not become eligible for vesting as of the effective time of the Merger based on the actual or deemed achievement of the applicable performance-based metrics and, pursuant to the terms of the award agreement under which this award was granted and the Merger Agreement, was cancelled for no consideration or payment.

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