Key facts
- This page summarizes Tony Satterthwaite's Form 4 filing for CUMMINS INC (CMI).
- 1 reported transaction and 4 derivative rows are listed below.
- Accepted by SEC: 19 Mar 2024, 16:31.
Tony Satterthwaite - 18 Mar 2024 Form 4 Insider Report for CUMMINS INC (CMI)
- Reporting relationship
- Senior Vice President
- Issuer ticker
- CMI
- Reported as of
- 18 Mar 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 19 Mar 2024, 16:31:51 UTC
- Prior SEC filing
- 05 Mar 2024
- Next SEC filing
- 13 Sep 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Tony Satterthwaite filed Form 4 for CUMMINS INC (CMI) on 19 Mar 2024.
Change
- Previous filing in this sequence was filed on 05 Mar 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CMI
transaction
Common
Other
- Transaction value
- $0
- Shares
- -334
- Change %
- -0.43%
- Price
- $0.000000
- Shares after
- 77,442
- Date
- 18 Mar 2024
- Ownership
- Direct
- Footnotes
- F1, F2
CMI
holding
Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,404
- Date
- 18 Mar 2024
- Ownership
- By 401(k) Plan
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CMI
holding
Derivative
Stock Option (Right-to-Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 24,250
- Date
- 18 Mar 2024
- Ownership
- Direct
- Underlying class
- Common
- Underlying amount
- 24,250
- Exercise price
- $109.09
CMI
holding
Derivative
Stock Option (Right-to-Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 24,510
- Date
- 18 Mar 2024
- Ownership
- Direct
- Underlying class
- Common
- Underlying amount
- 24,510
- Exercise price
- $142.12
CMI
holding
Derivative
Stock Option (Right-to-Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,630
- Date
- 18 Mar 2024
- Ownership
- Direct
- Underlying class
- Common
- Underlying amount
- 15,630
- Exercise price
- $149.72
CMI
holding
Derivative
Stock Option (Right-to-Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 9,250
- Date
- 18 Mar 2024
- Ownership
- Direct
- Underlying class
- Common
- Underlying amount
- 9,250
- Exercise price
- $166.18
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Represents shares of Cummins, Inc. ("Cummins") common stock disposed of by the Reporting Person in the offer by Cummins to exchange up to 67,054,726 shares of Atmus Filtration Technologies Inc. ("Atmus") common stock for outstanding shares of Cummins common stock that were validly tendered and not validly withdrawn (the "Exchange Offer"), as more fully described in a registration statement on Form S-4 (File No. 333-277051 ) originally filed by Atmus with the Securities and Exchange Commission on February 14, 2024 and declared effective March 7, 2024.
Footnote F2
Pursuant to the Exchange Offer, the Reporting Person disposed of 333.5447 shares of Cummins common stock in exchange for 4,012 shares of Atmus common stock, based on the final exchange ratio of 12.0298 shares of Atmus common stock per share of Cummins common stock accepted in the Exchange Offer.