Key facts
- This page summarizes Gavin Constantine Michael's Form 4 filing for Bakkt Holdings, Inc. (BKKT).
- 4 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 20 Mar 2024, 21:35.
Gavin Constantine Michael - 18 Mar 2024 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)
- Reporting relationship
- CEO and President, Director
- Issuer ticker
- BKKT
- Reported as of
- 18 Mar 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 20 Mar 2024, 21:35:15 UTC
- Prior SEC filing
- 26 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Marc D'Annunzio Attorney-in-Fact for Gavin Constantine Michael
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Gavin Constantine Michael filed Form 4 for Bakkt Holdings, Inc. (BKKT) on 20 Mar 2024.
Change
- Previous filing in this sequence was filed on 26 Feb 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BKKT
transaction
Class A Common Stock
Award
- Transaction value
- $0
- Shares
- +211,670
- Change %
- +9.3%
- Price
- $0.000000
- Shares after
- 2,482,960
- Date
- 18 Mar 2024
- Ownership
- Direct
- Footnotes
- F1, F2
BKKT
transaction
Class A Common Stock
Award
- Transaction value
- $0
- Shares
- +37,062
- Change %
- +1.5%
- Price
- $0.000000
- Shares after
- 2,520,022
- Date
- 18 Mar 2024
- Ownership
- Direct
- Footnotes
- F2, F3
BKKT
transaction
Class A Common Stock
Award
- Transaction value
- $0
- Shares
- +366,188
- Change %
- +15%
- Price
- $0.000000
- Shares after
- 2,886,210
- Date
- 18 Mar 2024
- Ownership
- Direct
- Footnotes
- F2, F4
BKKT
transaction
Class A Common Stock
Award
- Transaction value
- $0
- Shares
- +1,332,456
- Change %
- +46%
- Price
- $0.000000
- Shares after
- 4,218,666
- Date
- 18 Mar 2024
- Ownership
- Direct
- Footnotes
- F5, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units ("PSUs") granted on 01/21/2022 and the attainment of performance goals.
Footnote F2
Includes 1,131,800 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting.
Footnote F3
Represents the issuance of shares of Class A common stock resulting from vesting of one-third of PSUs granted on 02/01/2022 and the attainment of performance goals.
Footnote F4
Represents the issuance of shares of Class A common stock resulting from vesting of PSUs granted on 02/13/2023 and the attainment of performance goals.
Footnote F5
These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of March 18, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date.
Footnote F6
Includes 2,464,256 shares of Class A Common Stock subject to RSUs awards that remain subject to vesting.