Peggy Schappaugh - 21 Feb 2024 Form 4/A Insider Report for CARRIAGE SERVICES INC (CSV)

Reporting relationship: SVP - Operations & Acquisition
Issuer ticker: CSV
Reported as of: 21 Feb 2024
Net transaction value: +$225,557
SEC form: 4/A
Accepted by SEC: 20 Mar 2024, 18:03:34 UTC
Original report date: 23 Feb 2024
Prior SEC filing: 24 Feb 2023
Source filing: View source filing
Reporting owner signature: /s/ Peggy Schappaugh

Key filing fact

Peggy Schappaugh filed Form 4/A for CARRIAGE SERVICES INC (CSV) on 20 Mar 2024.

Key facts

This page summarizes Peggy Schappaugh's Form 4/A filing for CARRIAGE SERVICES INC (CSV).
3 reported transactions and 7 derivative rows are listed below.
Accepted by SEC: 20 Mar 2024, 18:03.

Change

Previous filing in this sequence was filed on 24 Feb 2023.
Current net transaction value: +$225,557.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CSV transaction

Common Stock

Award

Transaction value: $243,821
Shares: +9,960
Change %: +36%
Price: $24.48
Shares after: 37,575
Date: 21 Feb 2024
Ownership: Direct
Footnotes: F1

CSV transaction

Common Stock

Sale

Transaction value: $18,264
Shares: -714
Change %: -1.9%
Price: $25.58
Shares after: 36,861
Date: 22 Feb 2024
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CSV transaction Derivative

Stock Options

Award

Transaction value
Shares: +23,580
Change %
Price
Shares after: 23,580
Date: 21 Feb 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 23,580
Exercise price: $24.48
Footnotes: F3

CSV holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 13,500
Date: 21 Feb 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 13,500
Exercise price: $32.69
Footnotes: F4

CSV holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 25,000
Date: 21 Feb 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 25,000
Exercise price: $49.48
Footnotes: F5

CSV holding Derivative

Performance Award

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 45,255
Date: 21 Feb 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 45,255
Exercise price
Footnotes: F6

CSV holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 50,000
Date: 21 Feb 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 50,000
Exercise price: $34.79
Footnotes: F7

CSV holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,700
Date: 21 Feb 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,700
Exercise price: $26.54
Footnotes: F8

CSV holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,800
Date: 21 Feb 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,800
Exercise price: $20.06
Footnotes: F9

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Peggy Schappaugh is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 9 footnotes

Footnote F1

Restricted Stock grant pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/21/2025.

Footnote F2

Represents shares withheld on February 22, 2024 to cover taxes associated with the vesting of shares of restricted stock granted on February 22, 2023.

Footnote F3

Stock Options granted on 2/21/2024 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/21/2025.

Footnote F4

Stock Options granted on 2/22/2023 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/22/2024.

Footnote F5

Stock Options granted on 2/23/2022 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over seven years beginning 2/23/2023.

Footnote F6

Represents maximum number of performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined targets for a sustained period beginning on the grant date and ending on December 31, 2024.

Footnote F7

Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over five years beginning 2/17/2022.

Footnote F8

Stock Options granted on 3/21/2017 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 3/21/2018.

Footnote F9

Stock Options granted on 2/23/2016 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 2/23/2017.

SEC remarks

This amended Form 4 is being filed solely to correct the filer's inadvertent failure to check the box that the Reporting Person is no longer subject to Section 16. All other information reported in the Form 4 remains the same.

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