Robbie Pape - 21 Feb 2024 Form 4/A Insider Report for CARRIAGE SERVICES INC (CSV)

Reporting relationship: Sr. VP & Regional Partner
Issuer ticker: CSV
Reported as of: 21 Feb 2024
Net transaction value: +$249,002
SEC form: 4/A
Accepted by SEC: 20 Mar 2024, 18:02:01 UTC
Original report date: 23 Feb 2024
Prior SEC filing: 24 Feb 2023
Source filing: View source filing
Reporting owner signature: /s/ Robbie Pape

Key filing fact

Robbie Pape filed Form 4/A for CARRIAGE SERVICES INC (CSV) on 20 Mar 2024.

Key facts

This page summarizes Robbie Pape's Form 4/A filing for CARRIAGE SERVICES INC (CSV).
3 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 20 Mar 2024, 18:02.

Change

Previous filing in this sequence was filed on 24 Feb 2023.
Current net transaction value: +$249,002.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CSV transaction

Common Stock

Award

Transaction value: $270,259
Shares: +11,040
Change %: +136%
Price: $24.48
Shares after: 19,175
Date: 21 Feb 2024
Ownership: Direct
Footnotes: F1

CSV transaction

Common Stock

Sale

Transaction value: $21,257
Shares: -831
Change %: -4.3%
Price: $25.58
Shares after: 18,344
Date: 22 Feb 2024
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CSV transaction Derivative

Stock Options

Award

Transaction value
Shares: +26,100
Change %
Price
Shares after: 26,100
Date: 21 Feb 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 26,100
Exercise price: $24.48
Footnotes: F3

CSV holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 15,750
Date: 21 Feb 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 15,750
Exercise price: $32.69
Footnotes: F4

CSV holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 12,600
Date: 21 Feb 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 12,600
Exercise price: $31.58
Footnotes: F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Robbie Pape is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 5 footnotes

Footnote F1

Restricted Stock grant pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/21/2025.

Footnote F2

Represents shares withheld on February 22, 2024 to cover taxes associated with the vesting of shares of restricted stock granted on February 22, 2023.

Footnote F3

Stock Options granted on 2/21/2024 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/21/2025.

Footnote F4

Stock Options granted on 2/22/2023 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/22/2024.

Footnote F5

Stock Options granted on 9/27/2022 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 9/27/2023.

SEC remarks

This amended Form 4 is being filed solely to correct the filer's inadvertent failure to check the box that the Reporting Person is no longer subject to Section 16. All other information reported in the Form 4 remains the same.