David M. Hall - 14 Feb 2022 Form 4 Insider Report for Waste Connections, Inc. (WCN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
16 Feb 2022, 16:05:03 UTC
Prior SEC filing
13 Aug 2021
Next SEC filing
23 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
David Hall

Key filing fact

David M. Hall filed Form 4 for Waste Connections, Inc. (WCN) on 16 Feb 2022.

Key facts

  • This page summarizes David M. Hall's Form 4 filing for Waste Connections, Inc. (WCN).
  • 6 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 16 Feb 2022, 16:05.

Change

  • Previous filing in this sequence was filed on 13 Aug 2021.
  • Current net transaction value: -$69,668.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

WCN transaction

Common Shares

Options Exercise

Transaction value
$0
Shares
+725
Change %
+25%
Price
$0.000000
Shares after
3,660
Date
14 Feb 2022
Ownership
Direct
WCN transaction

Common Shares

Tax liability

Transaction value
$37,017
Shares
-310
Change %
-8.5%
Price
$119.41
Shares after
3,350
Date
14 Feb 2022
Ownership
Direct
Footnotes
F1
WCN transaction

Common Shares

Options Exercise

Transaction value
$0
Shares
+732
Change %
+22%
Price
$0.000000
Shares after
4,082
Date
15 Feb 2022
Ownership
Direct
WCN transaction

Common Shares

Tax liability

Transaction value
$32,651
Shares
-273
Change %
-6.7%
Price
$119.60
Shares after
3,809
Date
15 Feb 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

WCN transaction Derivative

Performance Share Units

Options Exercise

Transaction value
$0
Shares
-725
Change %
-33%
Price
$0.000000
Shares after
1,450
Date
14 Feb 2022
Ownership
Direct
Underlying class
Common Shares
Underlying amount
725
Exercise price
$0.000000
Footnotes
F2
WCN transaction Derivative

Performance Share Units

Options Exercise

Transaction value
$0
Shares
-732
Change %
-50%
Price
$0.000000
Shares after
731
Date
15 Feb 2022
Ownership
Direct
Underlying class
Common Shares
Underlying amount
732
Exercise price
$0.000000
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Footnote F2

Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Footnote F3

Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

SEC remarks

A performance share unit award was granted on February 15, 2019 and contained performance goals that the Issuer did not achieve over the three-year performance period from January 1, 2019 to December 31, 2021. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Board of Directors, was 0% of the target number of shares subject to the award. No common shares were issued.

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