Aaron Webster - 14 Mar 2024 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
18 Mar 2024, 21:57:56 UTC
Prior SEC filing
18 Dec 2023
Next SEC filing
27 Mar 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Deanna M. Smith, Attorney-in-Fact

Key filing fact

Aaron Webster filed Form 4 for SoFi Technologies, Inc. (SOFI) on 18 Mar 2024.

Key facts

  • This page summarizes Aaron Webster's Form 4 filing for SoFi Technologies, Inc. (SOFI).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 18 Mar 2024, 21:57.

Change

  • Previous filing in this sequence was filed on 18 Dec 2023.
  • Current net transaction value: -$447,031.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SOFI transaction

Common Stock

Options Exercise

Transaction value
Shares
+131,407
Change %
+24%
Price
Shares after
679,033
Date
14 Mar 2024
Ownership
Direct
Footnotes
F1
SOFI transaction

Common Stock

Tax liability

Transaction value
$447,031
Shares
-63,953
Change %
-9.4%
Price
$6.99
Shares after
615,080
Date
15 Mar 2024
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SOFI transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-131,407
Change %
-12%
Price
$0.000000
Shares after
994,196
Date
14 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
131,407
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Aaron Webster is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Footnote F2

Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Footnote F3

Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021, March 25, 2022, July 20, 2022 and March 22, 2023.

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