Key facts
- This page summarizes Chad M. Borton's Form 4 filing for SoFi Technologies, Inc. (SOFI).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 18 Mar 2024, 21:49.
Chad M. Borton - 14 Mar 2024 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)
- Reporting relationship
- President - SoFi Bank
- Issuer ticker
- SOFI
- Reported as of
- 14 Mar 2024
- Net transaction value
- -$160,889
- SEC form
- 4
- Accepted by SEC
- 18 Mar 2024, 21:49:14 UTC
- Prior SEC filing
- 13 Mar 2024
- Next SEC filing
- 08 May 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Deanna M. Smith, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Chad M. Borton filed Form 4 for SoFi Technologies, Inc. (SOFI) on 18 Mar 2024.
Change
- Previous filing in this sequence was filed on 13 Mar 2024.
- Current net transaction value: -$160,889.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SOFI
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +80,749
- Change %
- +29%
- Price
- Shares after
- 359,449
- Date
- 14 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
SOFI
transaction
Common Stock
Tax liability
- Transaction value
- $160,889
- Shares
- -23,017
- Change %
- -6.4%
- Price
- $6.99
- Shares after
- 336,432
- Date
- 15 Mar 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SOFI
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -80,749
- Change %
- -4.7%
- Price
- $0.000000
- Shares after
- 1,623,309
- Date
- 14 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 80,749
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
Footnote F2
Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
Footnote F3
Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 21, 2022 and March 22, 2023.