Dean J. Mitchell - 14 Mar 2024 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
18 Mar 2024, 18:14:05 UTC
Prior SEC filing
12 Mar 2024
Next SEC filing
05 Apr 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Dean J. Mitchell, by Donald P. Lehr, as attorney-in-fact

Key filing fact

Dean J. Mitchell filed Form 4 for PRECIGEN, INC. (PGEN) on 18 Mar 2024.

Key facts

  • This page summarizes Dean J. Mitchell's Form 4 filing for PRECIGEN, INC. (PGEN).
  • 3 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 18 Mar 2024, 18:14.

Change

  • Previous filing in this sequence was filed on 12 Mar 2024.
  • Current net transaction value: +$56,499.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PGEN transaction

Common Stock

Award

Transaction value
$56,499
Shares
+39,510
Change %
+8.5%
Price
$1.43
Shares after
503,183
Date
14 Mar 2024
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PGEN transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+87,412
Change %
Price
$0.000000
Shares after
87,412
Date
14 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
87,412
Exercise price
Footnotes
F2, F3
PGEN transaction Derivative

Option to Purchase Common Stock (Right to Buy)

Award

Transaction value
$0
Shares
+101,626
Change %
Price
$0.000000
Shares after
101,626
Date
14 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
101,626
Exercise price
$1.43
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The shares were issued to the reporting person in lieu of an annual retainer of $56,499.

Footnote F2

Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Footnote F3

The RSUs vest in full on March 14, 2025.

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