Florian Brand - 14 Mar 2024 Form 4 Insider Report for ATAI Life Sciences N.V. (ATAI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
15 Mar 2024, 20:16:13 UTC
Prior SEC filing
20 Nov 2023
Next SEC filing
20 May 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ryan Barrett , Attorney-in-fact

Key filing fact

Florian Brand filed Form 4 for ATAI Life Sciences N.V. (ATAI) on 15 Mar 2024.

Key facts

  • This page summarizes Florian Brand's Form 4 filing for ATAI Life Sciences N.V. (ATAI).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 15 Mar 2024, 20:16.

Change

  • Previous filing in this sequence was filed on 20 Nov 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ATAI transaction

Common Shares

Options Exercise

Transaction value
Shares
+350,000
Change %
+269%
Price
Shares after
480,000
Date
14 Mar 2024
Ownership
Direct
Footnotes
F1
ATAI holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,333
Date
14 Mar 2024
Ownership
By Spouse

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ATAI transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-350,000
Change %
-50%
Price
$0.000000
Shares after
350,000
Date
14 Mar 2024
Ownership
Direct
Underlying class
Common Shares
Underlying amount
350,000
Exercise price
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units will vest on the first anniversary of the grant date and 50% will vest on the second anniversary of the grant date.

SEC remarks

Co-Founder & Chief Executive Officer

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