Key facts
- This page summarizes Robert L. McCormick's Form 4 filing for DOUGLAS DYNAMICS, INC (PLOW).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 13 Mar 2024, 16:48.
Robert L. McCormick - 11 Mar 2024 Form 4 Insider Report for DOUGLAS DYNAMICS, INC (PLOW)
- Reporting relationship
- President and CEO
- Issuer ticker
- PLOW
- Reported as of
- 11 Mar 2024
- Net transaction value
- -$356,545
- SEC form
- 4
- Accepted by SEC
- 13 Mar 2024, 16:48:48 UTC
- Prior SEC filing
- 20 Feb 2024
- Next SEC filing
- 17 Apr 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jon J. Sisulak, Attorney-in-Fact for Robert L. McCormick
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Robert L. McCormick filed Form 4 for DOUGLAS DYNAMICS, INC (PLOW) on 13 Mar 2024.
Change
- Previous filing in this sequence was filed on 20 Feb 2024.
- Current net transaction value: -$356,545.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PLOW
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +41,308
- Change %
- +64%
- Price
- $0.000000
- Shares after
- 106,249
- Date
- 11 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
PLOW
transaction
Common Stock
Sale
- Transaction value
- $356,545
- Shares
- -14,417
- Change %
- -14%
- Price
- $24.73
- Shares after
- 91,832
- Date
- 11 Mar 2024
- Ownership
- Direct
- Footnotes
- F2, F3
PLOW
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 131,034
- Date
- 11 Mar 2024
- Ownership
- By Robert L. McCormick Revocable Trust
PLOW
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,624
- Date
- 11 Mar 2024
- Ownership
- By 401(k) Plan
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 3 footnotes
Footnote F1
Includes 41,308 shares that will vest in three annual installments beginning on March 6, 2025.
Footnote F2
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2022.
Footnote F3
The price in Column 4 is a weighted average price. The prices actually received ranged from $24.6900 to $24.9900. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.