Key facts
- This page summarizes Giovanni Caforio's Form 4 filing for BRISTOL MYERS SQUIBB CO (BMY).
- 14 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 12 Mar 2024, 17:42.
Giovanni Caforio - 10 Mar 2024 Form 4 Insider Report for BRISTOL MYERS SQUIBB CO (BMY)
- Reporting relationship
- Executive Chair of the Board, Director
- Issuer ticker
- BMY
- Reported as of
- 10 Mar 2024
- Net transaction value
- -$3,648,199
- SEC form
- 4
- Accepted by SEC
- 12 Mar 2024, 17:42:02 UTC
- Prior SEC filing
- 12 Oct 2023
- Next SEC filing
- 13 May 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Lisa A. Atkins, attorney-in-fact for Giovanni Caforio
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Giovanni Caforio filed Form 4 for BRISTOL MYERS SQUIBB CO (BMY) on 12 Mar 2024.
Change
- Previous filing in this sequence was filed on 12 Oct 2023.
- Current net transaction value: -$3,648,199.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BMY
transaction
Common Stock, $0.10 par value
Options Exercise
- Transaction value
- $0
- Shares
- +23,409
- Change %
- +6.4%
- Price
- $0.000000
- Shares after
- 390,904
- Date
- 10 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
BMY
transaction
Common Stock, $0.10 par value
Other
- Transaction value
- $0
- Shares
- -3,687
- Change %
- -0.94%
- Price
- $0.000000
- Shares after
- 387,217
- Date
- 10 Mar 2024
- Ownership
- Direct
- Footnotes
- F2
BMY
transaction
Common Stock, $0.10 par value
Tax liability
- Transaction value
- $542,634
- Shares
- -10,088
- Change %
- -2.6%
- Price
- $53.79
- Shares after
- 377,129
- Date
- 10 Mar 2024
- Ownership
- Direct
- Footnotes
- F3
BMY
transaction
Common Stock, $0.10 par value
Options Exercise
- Transaction value
- $0
- Shares
- +23,817
- Change %
- +6.3%
- Price
- $0.000000
- Shares after
- 400,946
- Date
- 10 Mar 2024
- Ownership
- Direct
- Footnotes
- F4
BMY
transaction
Common Stock, $0.10 par value
Other
- Transaction value
- $0
- Shares
- -4,104
- Change %
- -1%
- Price
- $0.000000
- Shares after
- 396,842
- Date
- 10 Mar 2024
- Ownership
- Direct
- Footnotes
- F2
BMY
transaction
Common Stock, $0.10 par value
Tax liability
- Transaction value
- $542,418
- Shares
- -10,084
- Change %
- -2.5%
- Price
- $53.79
- Shares after
- 386,758
- Date
- 10 Mar 2024
- Ownership
- Direct
- Footnotes
- F3
BMY
transaction
Common Stock, $0.10 par value
Options Exercise
- Transaction value
- $0
- Shares
- +142,904
- Change %
- +37%
- Price
- $0.000000
- Shares after
- 529,662
- Date
- 10 Mar 2024
- Ownership
- Direct
- Footnotes
- F5
BMY
transaction
Common Stock, $0.10 par value
Other
- Transaction value
- $0
- Shares
- -49,745
- Change %
- -9.4%
- Price
- $0.000000
- Shares after
- 479,917
- Date
- 10 Mar 2024
- Ownership
- Direct
- Footnotes
- F6
BMY
transaction
Common Stock, $0.10 par value
Tax liability
- Transaction value
- $2,563,147
- Shares
- -47,651
- Change %
- -9.9%
- Price
- $53.79
- Shares after
- 432,266
- Date
- 10 Mar 2024
- Ownership
- Direct
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BMY
transaction
Derivative
Market Share Units
Options Exercise
- Transaction value
- $0
- Shares
- -23,409
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 10 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock, $0.10 par value
- Underlying amount
- 23,409
- Exercise price
- Footnotes
- F1, F7
BMY
transaction
Derivative
Market Share Units
Options Exercise
- Transaction value
- $0
- Shares
- -23,817
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 23,818
- Date
- 10 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock, $0.10 par value
- Underlying amount
- 23,817
- Exercise price
- Footnotes
- F4, F7
BMY
transaction
Derivative
Market Share Units
Other
- Transaction value
- $0
- Shares
- -22,214
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 44,429
- Date
- 10 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock, $0.10 par value
- Underlying amount
- 22,214
- Exercise price
- Footnotes
- F8, F9, F10
BMY
transaction
Derivative
Market Share Units
Other
- Transaction value
- $0
- Shares
- -23,419
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 70,258
- Date
- 10 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock, $0.10 par value
- Underlying amount
- 23,419
- Exercise price
- Footnotes
- F8, F10, F11
BMY
transaction
Derivative
Performance Shares
Options Exercise
- Transaction value
- $0
- Shares
- -142,904
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 10 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock, $0.10 par value
- Underlying amount
- 142,904
- Exercise price
- Footnotes
- F12
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 12 footnotes
Footnote F1
Represents vesting of one-quarter of market share units granted on March 10, 2020.
Footnote F2
Adjustment reflects shares disposed upon the vesting of market share units due to the performance factor.
Footnote F3
Shares withheld for payment of taxes upon vesting of awards.
Footnote F4
Represents vesting of one-quarter of market share units granted on March 10, 2021.
Footnote F5
Amount represents distribution of performance shares earned under the 2020-2022 Long-Term Performance Award.
Footnote F6
Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
Footnote F7
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Footnote F8
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.
Footnote F9
Represents the cancellation of one-quarter of market share units granted on March 10, 2022 due to the 80% minimum payout factor not being achieved.
Footnote F10
Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.
Footnote F11
Represents the cancellation of one-quarter of market share units granted on March 10, 2023 due to the 80% minimum payout factor not being achieved.
Footnote F12
Each performance share converts into one share of common stock upon distribution in the first quarter of 2024, subject to a Total Shareholder Return.