Key facts
- This page summarizes Roger W. Gale's Form 5 filing for ADAMS DIVERSIFIED EQUITY FUND, INC. (ADX).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 14 Feb 2023, 12:21.
Key filing fact
Ownership activity is grounded in SEC Form 5 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Other
Additional SEC filing notes
Section 16 status
Roger W. Gale is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Footnote F1
These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $14.20 - $19.61 during 2022.
Footnote F2
Mr. Gale's shares reflect a reduction of 1,029 shares related to an overstatement error in 2018, when accumulated brokerage shares were counted twice.
Footnote F3
Mr. Gale retired from the Boards of ADX on 04/21/2022.