Christopher Mulgrew - 31 Dec 2023 Form 5 Insider Report for Hawkeye Systems, Inc. (HWKE)

Reporting relationship: CFO and Director, Director
Issuer ticker: HWKE
Reported as of: 31 Dec 2023
Net transaction value: -$5,213
SEC form: 5
Accepted by SEC: 11 Mar 2024, 17:34:11 UTC
Prior SEC filing: 30 May 2023
Next SEC filing: 11 Mar 2024
Source filing: View source filing
Reporting owner signature: /s/ Gilbert J. Bradshaw, Attorney-in- Fact for Christopher Mulgrew

Key filing fact

Christopher Mulgrew filed Form 5 for Hawkeye Systems, Inc. (HWKE) on 11 Mar 2024.

Key facts

This page summarizes Christopher Mulgrew's Form 5 filing for Hawkeye Systems, Inc. (HWKE).
6 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 11 Mar 2024, 17:34.

Change

Previous filing in this sequence was filed on 30 May 2023.
Current net transaction value: -$5,213.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HWKE transaction

Common Stock

Other

Transaction value: $0
Shares: -558,000
Change %: -90%
Price: $0.000000
Shares after: 62,000
Date: 09 Feb 2023
Ownership: Direct
Footnotes: F1

HWKE transaction

Common Stock

Award

Transaction value
Shares: +25,000
Change %: +40%
Price
Shares after: 87,000
Date: 10 Feb 2023
Ownership: Direct
Footnotes: F2

HWKE transaction

Common Stock

Sale

Transaction value: $1,998
Shares: -15,522
Change %: -2.6%
Price: $0.1287
Shares after: 571,478
Date: 14 Dec 2023
Ownership: Direct
Footnotes: F3

HWKE transaction

Common Stock

Sale

Transaction value: $1,100
Shares: -10,000
Change %: -1.7%
Price: $0.1100
Shares after: 561,478
Date: 19 Dec 2023
Ownership: Direct
Footnotes: F3

HWKE transaction

Common Stock

Sale

Transaction value: $2,115
Shares: -30,000
Change %: -5.3%
Price: $0.0705
Shares after: 531,478
Date: 29 Dec 2023
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HWKE transaction Derivative

Stock Options

Options Exercise

Transaction value: $0
Shares: -450,000
Change %: -90%
Price: $0.000000
Shares after: 50,000
Date: 09 Feb 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 450,000
Exercise price: $0.3000
Footnotes: F4, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

On February 9, 2023, the Issuer effected a 1-for-10 reverse stock split of the Issuer's Common Stock (the "Reverse Stock Split"), resulting in the Reporting Person's ownership of 558,000 fewer shares of the Issuer's Common Stock.

Footnote F2

On May 23, 2022, the Company granted 250,000 shares of the Issuer's Common Stock to the Reporting Person in lieu of cash compensation, contingent upon completion of an acquisition or reverse takeover. On February 10, 2023, these 250,000 restricted shares were issued to the Reporting Person, of which 225,000 were cancelled due to the recognition of the Reverse Stock Split.

Footnote F3

The amount of securities beneficially owned in this box reflects an issuance of 500,000 restricted shares of the Issuer's Common Stock that was previously reported in the Form 4 filed for the Reporting Person with the SEC on May 30, 2023.

Footnote F4

On February 9, 2023, the Issuer effected the Reverse Stock Split, resulting in the Reporting Person's ownership of 450,000 fewer stock options.

Footnote F5

This award was granted on March 1, 2021. Twenty percent of the grant vested immediately upon issuance of the option, and the remaining stock options vested 20% in three-month installments over the one-year period following the initial issuance.