Key facts
- This page summarizes Gerald Valle's Form 4 filing for SmartStop Self Storage REIT, Inc. (SMA).
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 11 Mar 2024, 19:54.
Gerald Valle - 07 Mar 2024 Form 4 Insider Report for SmartStop Self Storage REIT, Inc. (SMA)
- Reporting relationship
- SVP, Self-Storage Operations
- Issuer ticker
- SMA
- Reported as of
- 07 Mar 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 11 Mar 2024, 19:54:58 UTC
- Prior SEC filing
- 29 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Gerald Valle
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Gerald Valle filed Form 4 for SmartStop Self Storage REIT, Inc. (SMA) on 11 Mar 2024.
Change
- Previous filing in this sequence was filed on 29 Jun 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SMA
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,427
- Date
- 07 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SMA
transaction
Derivative
Long-Term Incentive Plan Units
Award
- Transaction value
- $0
- Shares
- +6,181
- Change %
- +23%
- Price
- $0.000000
- Shares after
- 32,772
- Date
- 07 Mar 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 6,181
- Exercise price
- $0.000000
- Footnotes
- F2, F3
SMA
transaction
Derivative
Long-Term Incentive Plan Units
Award
- Transaction value
- $0
- Shares
- +6,090
- Change %
- +31%
- Price
- $0.000000
- Shares after
- 25,661
- Date
- 07 Mar 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 6,090
- Exercise price
- $0.000000
- Footnotes
- F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Represents 6,427.43 shares of restricted stock previously reported as being owned by the Reporting Person.
Footnote F2
Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Vested LTIP Units are convertible into Class A common units of the Operating Partnership ("Class A Common Units"). Class A Common Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
Footnote F3
Represents 6,181 LTIP Units issued to the Reporting Person pursuant to the Issuer's incentive plan, which LTIP Units vest ratably over four years commencing on December 31, 2024, subject to the Reporting Person's continued employment or service through each vesting date.
Footnote F4
Represents 6,090 LTIP Units issued to the Reporting Person pursuant to the Issuer's incentive plan, which number is equal to 200% of the target number of LTIP Units to be issued upon vesting. The actual number of LTIP Units to be issued upon vesting can range from 0% to 100% of the number of LTIP Units reported, based on achievement of specified performance measures. Assuming the achievement of the specified performance measures, the LTIP Units, as adjusted, will vest no later than March 31, 2027.