John C. Goff - 01 Jan 2024 Form 3/A Insider Report for GameSquare Holdings, Inc. (GAME)

Source evidence Original filing metadata and source links for verification. 6 source fields
SEC form
3/A
Accepted by SEC
11 Mar 2024, 20:03:56 UTC
Original report date
10 Jan 2024
Prior SEC filing
05 Apr 2023
Next SEC filing
11 Mar 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
John C. Goff, By: /s/ John C. Goff

Key filing fact

John C. Goff filed Form 3/A for GameSquare Holdings, Inc. (GAME) on 11 Mar 2024.

Key facts

  • This page summarizes John C. Goff's Form 3/A filing for GameSquare Holdings, Inc. (GAME).
  • 0 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 11 Mar 2024, 20:03.

Change

  • Previous filing in this sequence was filed on 05 Apr 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3/A disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GAME holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
720,751
Date
01 Jan 2024
Ownership
By Goff NextGen Holdings, LLC
Footnotes
F1, F2
GAME holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
616,834
Date
01 Jan 2024
Ownership
By JCG 2016 Holdings, LP
Footnotes
F1, F3
GAME holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
41,039
Date
01 Jan 2024
Ownership
By Goff Family Investments, LP
Footnotes
F1, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GAME holding Derivative

Warrant (right to purchase)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2024
Ownership
By JCG 2016 Holdings, LP
Underlying class
Common Shares
Underlying amount
69,622
Exercise price
$6.78
Footnotes
F1, F3, F5, F6
GAME holding Derivative

Warrant (right to purchase)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2024
Ownership
By JCG 2016 Holdings, LP
Underlying class
Common Shares
Underlying amount
12,132
Exercise price
$6.29
Footnotes
F1, F3, F6, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

This Form 3/A is being filed to amend the Form 3 filed on January 10, 2024 to change the information provided under column 4 of Table I and column 6 of Table II and add John C. Goff 2010 Family Trust as a Reporting Person on this Form 3/A.

Footnote F2

Includes securities of the Issuer held by Goff NextGen Holdings, LLC. Goff Capital, Inc. as manager of Goff NextGen Holdings, LLC, may be deemed to beneficially own the securities held of record by Goff NextGen Holdings, LLC. John C. Goff is the sole trustee of John C. Goff 2010 Family Trust, which is the sole shareholder of Goff Capital, Inc., and consequently, John C. Goff may be deemed to beneficially own the securities held of record by Goff NextGen Holdings, LLC. John C. Goff disclaims beneficial ownership of all securities of the Issuer held by Goff NextGen Holdings, LLC except to the extent of his pecuniary interest therein and this report shall not be an admission that John C. Goff is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purpose.

Footnote F3

Includes securities of the Issuer held by JCG 2016 Holdings, LP. JCG 2016 Management, LLC, as general partner to JCG 2016 Holdings, LP, may be deemed to beneficially own the securities held of record by JCG 2016 Holdings, LP. John C. Goff is the sole trustee of John C. Goff 2010 Family Trust, which is the sole shareholder of JCG 2016 Management, LLC, and consequently, he may be deemed to beneficially own the securities held of record by JCG 2016 Holdings, LP. John C. Goff disclaims beneficial ownership of all securities of the Issuer held by JCG 2016 Holdings, LP except to the extent of his pecuniary interest therein and this report shall not be an admission that John C. Goff is the beneficial owner of these securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Footnote F4

Includes securities of the Issuer held by Goff Family Investments, LP. Goff Capital, Inc. as general partner to Goff Family Investments, LP, may be deemed to beneficially own the securities held of record by Goff Family Investments, LP. John C. Goff is the sole trustee of John C. Goff 2010 Family Trust, which is the sole shareholder of Goff Capital, Inc., and consequently, John C. Goff may be deemed to beneficially own the securities held of record by Goff Family Investments, LP. John C. Goff disclaims beneficial ownership of all securities of the Issuer held by Goff Family Investments, LP except to the extent of his pecuniary interest therein and this report shall not be an admission that John C. Goff is the beneficial owner of these securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Footnote F5

The Warrants were granted on June 30, 2022 and are fully vested and exercisable.

Footnote F6

Exercise price reported in CAD$.

Footnote F7

The Warrants were granted on December 23, 2022 and are fully vested and exercisable.

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