Key facts
- This page summarizes Alex Spiro's Form 4 filing for GlassBridge Enterprises, Inc..
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 07 Mar 2024, 16:54.
Alex Spiro - 22 Sep 2023 Form 4 Insider Report for GlassBridge Enterprises, Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 22 Sep 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 07 Mar 2024, 16:54:37 UTC
- Prior SEC filing
- 02 Jun 2022
- Next SEC filing
- 26 Jun 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Alex Spiro
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Alex Spiro filed Form 4 for GlassBridge Enterprises, Inc. on 07 Mar 2024.
Change
- Previous filing in this sequence was filed on 02 Jun 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GLAE
transaction
Derivative
Restricted Stock Unit
Award
- Transaction value
- $0
- Shares
- +3,039
- Change %
- Price
- $0.000000
- Shares after
- 3,039
- Date
- 22 Sep 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,039
- Exercise price
- Footnotes
- F1, F2
GLAE
transaction
Derivative
Non-qualified Stock Option
Award
- Transaction value
- $0
- Shares
- +1,075
- Change %
- Price
- $0.000000
- Shares after
- 1,075
- Date
- 22 Sep 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,075
- Exercise price
- $10.00
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The restricted stock unit ("RSUs") may be settled solely in cash. The Awardee of each cash-settled RSU shall be entitled to receive an amount equal to the product of the excess of (i) the fair market value of one share of common stock of GlassBridge Enterprises, Inc. (the "Company") as of the business day immediately preceding the date on which the cash-out notice is delivered to the Company minus (ii) $164.95.
Footnote F2
The RSUs shall vest in proportion to (i) the aggregate number of Series 1 RSUs and Series 2 RSUs (as each such term is defined in the Stock Purchase Agreement dated as of September 25, 2023 by and between the Company and Tacora Capital, L.P. ("Tacora")) purchased by Tacora, divided by (ii) 75,000 (in all events without duplication), but in any event in equal quarterly installments over a 4-year period beginning on September 22, 2023.
Footnote F3
The shares underlying the Option shall vest over a six-year period in equal quarterly installments beginning on September 22, 2023.