Key facts
- This page summarizes Gerri Gold's Form 4 filing for Hewlett Packard Enterprise Co (HPE).
- 6 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 07 Mar 2024, 16:44.
Gerri Gold - 05 Mar 2024 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)
- Reporting relationship
- EVP, Pres & CEO Financial Serv
- Issuer ticker
- HPE
- Reported as of
- 05 Mar 2024
- Net transaction value
- -$44,722
- SEC form
- 4
- Accepted by SEC
- 07 Mar 2024, 16:44:24 UTC
- Prior SEC filing
- 19 Dec 2023
- Next SEC filing
- 18 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- Ki Hoon Kim as Attorney-in-Fact for Gerri A Gold
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Gerri Gold filed Form 4 for Hewlett Packard Enterprise Co (HPE) on 07 Mar 2024.
Change
- Previous filing in this sequence was filed on 19 Dec 2023.
- Current net transaction value: -$44,722.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HPE
transaction
Common Stock
Options Exercise
- Transaction value
- $196,563
- Shares
- +13,399
- Change %
- +17%
- Price
- $14.67
- Shares after
- 93,264
- Date
- 05 Mar 2024
- Ownership
- Direct
HPE
transaction
Common Stock
Sale
- Transaction value
- $241,285
- Shares
- -13,399
- Change %
- -14%
- Price
- $18.01
- Shares after
- 79,865
- Date
- 05 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HPE
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -13,399
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 05 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 13,399
- Exercise price
- $14.67
- Footnotes
- F2, F3
HPE
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- Shares
- +78
- Change %
- +0.75%
- Price
- Shares after
- 10,528
- Date
- 11 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 78
- Exercise price
- Footnotes
- F4, F5
HPE
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- Shares
- +543
- Change %
- +0.77%
- Price
- Shares after
- 70,967
- Date
- 11 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 543
- Exercise price
- Footnotes
- F4, F6
HPE
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- Shares
- +739
- Change %
- +0.79%
- Price
- Shares after
- 93,791
- Date
- 11 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 739
- Exercise price
- Footnotes
- F4, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 7 footnotes
Footnote F1
The price in Column 4 is a weighted average price of $18.0077. The prices actually paid ranged from $18.00 to $18.025. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
Footnote F2
This option became exercisable beginning on this date and is fully vested.
Footnote F3
This option is no longer exercisable beginning on this date.
Footnote F4
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Footnote F5
As previously reported, on 12/09/21, the reporting person was granted 30,884 restricted stock units ("RSUs"), 11,240 of which vested on 12/09/22, 9,822 of which vested on 12/09/23, and 9,822 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 78.00 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24.
Footnote F6
As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 34,165 of which will vest on 12/08/24, and 34,166 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 542.6408 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24.
Footnote F7
As previously reported, on 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which will vest on each of 12/07/24 and 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 738.9591 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24.
SEC remarks
The reported transaction occurred pursuant to a trading plan adopted on 06/07/23.