Mark C. Roualet - 05 Mar 2024 Form 4 Insider Report for GENERAL DYNAMICS CORP (GD)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
07 Mar 2024, 16:39:36 UTC
Prior SEC filing
06 Mar 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Nicholas R. Barnaby, by Power of Attorney

Key filing fact

Mark C. Roualet filed Form 4 for GENERAL DYNAMICS CORP (GD) on 07 Mar 2024.

Key facts

  • This page summarizes Mark C. Roualet's Form 4 filing for GENERAL DYNAMICS CORP (GD).
  • 4 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 07 Mar 2024, 16:39.

Change

  • Previous filing in this sequence was filed on 06 Mar 2024.
  • Current net transaction value: -$2,156,394.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GD transaction

Common Stock

Award

Transaction value
$0
Shares
+16,239
Change %
+11%
Price
$0.000000
Shares after
163,611
Date
05 Mar 2024
Ownership
Direct
Footnotes
F1
GD transaction

Common Stock

Tax liability

Transaction value
$2,156,394
Shares
-7,844
Change %
-4.8%
Price
$274.91
Shares after
155,767
Date
05 Mar 2024
Ownership
Direct
Footnotes
F2
GD transaction

Common Stock

Award

Transaction value
$0
Shares
+7,285
Change %
+4.7%
Price
$0.000000
Shares after
163,052
Date
06 Mar 2024
Ownership
Direct
Footnotes
F3
GD holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,039
Date
05 Mar 2024
Ownership
401(k) Plan
Footnotes
F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GD transaction Derivative

Stock Options

Award

Transaction value
$0
Shares
+33,110
Change %
Price
$0.000000
Shares after
33,110
Date
06 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
33,110
Exercise price
$274.51
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Represents performance stock units (PSUs) originally granted in 2021. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of Common Stock.

Footnote F2

Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Footnote F3

Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Footnote F4

Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.

Footnote F5

Fifty percent become exercisable on 03/06/2026 and the remaining fifty percent become exercisable on 03/06/2027.

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