Charles R. Wesley - 14 May 2021 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
18 May 2021, 09:02:36 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Charles R. Wesley III by Kenneth Hemm, pursuant to power of attorney dated April 11, 2013

Key filing fact

Charles R. Wesley filed Form 4 for ALLIANCE RESOURCE PARTNERS LP (ARLP) on 18 May 2021.

Key facts

  • This page summarizes Charles R. Wesley's Form 4 filing for ALLIANCE RESOURCE PARTNERS LP (ARLP).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 18 May 2021, 09:02.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ARLP holding

Common unit

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,035,728
Date
14 May 2021
Ownership
Direct
Footnotes
F4
ARLP holding

Common unit

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
635,618
Date
14 May 2021
Ownership
By Wesley Family LP
Footnotes
F5
ARLP holding

Common unit

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
715,506
Date
14 May 2021
Ownership
By Trust
Footnotes
F6

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ARLP transaction Derivative

Phantom unit

Award

Transaction value
Shares
+2,289
Change %
+1.7%
Price
Shares after
136,831
Date
14 May 2021
Ownership
Direct
Underlying class
Common unit
Underlying amount
2,289
Exercise price
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

1 for 1.

Footnote F2

The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

Footnote F3

Not applicable.

Footnote F4

Units held by the Charles Wesley Revocable Trust U/A dated 3/28/2006, which Charles R. Wesley III is trustee.

Footnote F5

Units held by the Wesley Family LP, which Charles R. Wesley III is trustee.

Footnote F6

Units held by the Charles Wesley 2016 Retained Annuity Trust, which Jeffrey Burns is trustee.

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