Key facts
- This page summarizes Luis Reformina's Form 4/A filing for Turning Point Brands, Inc. (TPB).
- 3 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 05 Mar 2024, 21:30.
Luis Reformina - 01 Mar 2024 Form 4/A Insider Report for Turning Point Brands, Inc. (TPB)
- Reporting relationship
- Sr VP, CFO
- Issuer ticker
- TPB
- Reported as of
- 01 Mar 2024
- Net transaction value
- +$174,899
- SEC form
- 4/A
- Accepted by SEC
- 05 Mar 2024, 21:30:39 UTC
- Original report date
- 05 Mar 2024
- Prior SEC filing
- 09 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Luis Reformina
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Luis Reformina filed Form 4/A for Turning Point Brands, Inc. (TPB) on 05 Mar 2024.
Change
- Previous filing in this sequence was filed on 09 May 2023.
- Current net transaction value: +$174,899.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4/A disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TPB
transaction
Common Stock
Award
- Transaction value
- $42,405
- Shares
- +1,599
- Change %
- +20%
- Price
- $26.52
- Shares after
- 9,577
- Date
- 01 Mar 2024
- Ownership
- Direct
- Footnotes
- F7
TPB
transaction
Common Stock
Tax liability
- Transaction value
- $15,700
- Shares
- -592
- Change %
- -6.2%
- Price
- $26.52
- Shares after
- 8,985
- Date
- 01 Mar 2024
- Ownership
- Direct
- Footnotes
- F8
TPB
transaction
Common Stock
Award
- Transaction value
- $148,194
- Shares
- +5,588
- Change %
- +62%
- Price
- $26.52
- Shares after
- 14,573
- Date
- 01 Mar 2024
- Ownership
- Direct
- Footnotes
- F9
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TPB
holding
Derivative
Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,000
- Date
- 01 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,000
- Exercise price
- $30.46
- Footnotes
- F5, F6
TPB
holding
Derivative
Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 12,000
- Date
- 01 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,000
- Exercise price
- $47.76
- Footnotes
- F1, F4
TPB
holding
Derivative
Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,500
- Date
- 01 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,500
- Exercise price
- $51.75
- Footnotes
- F1, F4
TPB
holding
Derivative
Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,000
- Date
- 01 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,000
- Exercise price
- $14.85
- Footnotes
- F1, F3
TPB
holding
Derivative
Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 25,000
- Date
- 01 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 25,000
- Exercise price
- $20.89
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 9 footnotes
Footnote F1
Granted pursuant to the issuer's 2015 Equity Incentive Plan
Footnote F2
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
Footnote F3
The options vest and become exercisable as to 34% of the underlying shares on January 1. 2021. 33% of the underlying shares on January 1, 2022, and 33% of the underlying shares on January 1, 2023.
Footnote F4
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023, and 33% of the underlying shares on January 1, 2024.
Footnote F5
Granted pursuant to the issuer's 2021 Equity Incentive Plan.
Footnote F6
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024, and 33% of the underlying shares on January 1, 2025.
Footnote F7
Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 1, 2024. The total reported in Column 5 includes 7,328 restricted stock units and 2,249 shares of common stock.
Footnote F8
The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 1, 2024. The total reported in Column 5 includes 7,328 restricted stock units and 1,657 shares of common stock.
Footnote F9
The reported transaction involved the reporting person's receipt of a grant of 5,588 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 12,916 awarded restricted stock units and 1,657 shares of common stock.