Sherry A. Aaholm - 01 Mar 2024 Form 4 Insider Report for CUMMINS INC (CMI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 Mar 2024, 20:00:09 UTC
Prior SEC filing
16 Feb 2024
Next SEC filing
17 May 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact

Key filing fact

Sherry A. Aaholm filed Form 4 for CUMMINS INC (CMI) on 05 Mar 2024.

Key facts

  • This page summarizes Sherry A. Aaholm's Form 4 filing for CUMMINS INC (CMI).
  • 2 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 05 Mar 2024, 20:00.

Change

  • Previous filing in this sequence was filed on 16 Feb 2024.
  • Current net transaction value: -$205,398.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CMI transaction

Common

Award

Transaction value
$0
Shares
+2,580
Change %
+33%
Price
$0.000000
Shares after
10,463
Date
01 Mar 2024
Ownership
Direct
CMI transaction

Common

Tax liability

Transaction value
$205,398
Shares
-760
Change %
-7.3%
Price
$270.26
Shares after
9,703
Date
01 Mar 2024
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,790
Date
01 Mar 2024
Ownership
Direct
Underlying class
Common
Underlying amount
6,790
Exercise price
$109.09
CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,130
Date
01 Mar 2024
Ownership
Direct
Underlying class
Common
Underlying amount
3,130
Exercise price
$136.82
CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,860
Date
01 Mar 2024
Ownership
Direct
Underlying class
Common
Underlying amount
5,860
Exercise price
$142.12
CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,010
Date
01 Mar 2024
Ownership
Direct
Underlying class
Common
Underlying amount
5,010
Exercise price
$149.72
CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,480
Date
01 Mar 2024
Ownership
Direct
Underlying class
Common
Underlying amount
3,480
Exercise price
$160.10
CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,560
Date
01 Mar 2024
Ownership
Direct
Underlying class
Common
Underlying amount
5,560
Exercise price
$163.43
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Shares withheld to satisfy tax liabilities relating to earned performance shares.

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