Stacey W. Goff - 01 Mar 2024 Form 4 Insider Report for Lumen Technologies, Inc. (LUMN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 Mar 2024, 19:03:13 UTC
Prior SEC filing
22 May 2023
Next SEC filing
21 May 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michael P. Rouvina, as Attorney-in-Fact for Stacey W. Goff

Key filing fact

Stacey W. Goff filed Form 4 for Lumen Technologies, Inc. (LUMN) on 05 Mar 2024.

Key facts

  • This page summarizes Stacey W. Goff's Form 4 filing for Lumen Technologies, Inc. (LUMN).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 05 Mar 2024, 19:03.

Change

  • Previous filing in this sequence was filed on 22 May 2023.
  • Current net transaction value: -$92,996.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LUMN transaction

Common Stock

Tax liability

Transaction value
$92,996
Shares
-57,405
Change %
-4.6%
Price
$1.62
Shares after
1,200,566
Date
01 Mar 2024
Ownership
Direct
Footnotes
F1
LUMN transaction

Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-100,728
Change %
-8.4%
Price
$0.000000
Shares after
1,099,838
Date
01 Mar 2024
Ownership
Direct
Footnotes
F2
LUMN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,006
Date
01 Mar 2024
Ownership
By 401(k)
LUMN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,676
Date
01 Mar 2024
Ownership
By ESOP
Footnotes
F3
LUMN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,078
Date
01 Mar 2024
Ownership
By Stock Bonus Plan
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Shares withheld to cover the taxes due upon the vesting of equity awards.

Footnote F2

Represents performance-based restricted shares or RSUs granted on February 24, 2021, which were forfeited on March 1, 2024, for failing to achieve the three-year performance metrics.

Footnote F3

This is a legacy defined contribution plan sponsored by the Issuer.

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