Ken Kobayashi - 29 Dec 2023 Form 4 Insider Report for Pyxis Oncology, Inc. (PYXS)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
29 Dec 2023, 16:33:36 UTC
Prior SEC filing
06 Dec 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Pamela Connealy, Attorney-in-Fact for Ken Kobayashi

Key filing fact

Ken Kobayashi filed Form 4 for Pyxis Oncology, Inc. (PYXS) on 29 Dec 2023.

Key facts

  • This page summarizes Ken Kobayashi's Form 4 filing for Pyxis Oncology, Inc. (PYXS).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 29 Dec 2023, 16:33.

Change

  • Previous filing in this sequence was filed on 06 Dec 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PYXS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+443,514
Change %
Price
$0.000000
Shares after
443,514
Date
29 Dec 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
443,514
Exercise price
$1.80
Footnotes
F1
PYXS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+110,878
Change %
Price
$0.000000
Shares after
110,878
Date
29 Dec 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
110,878
Exercise price
$1.80
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The shares subject to this option will vest over four years, with 25% vesting on November 27, 2024 and the remainder vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment through the applicable vesting dates.

Footnote F2

The shares subject to this option will vest upon the achievement of certain clinical milestones related to data disclosure for PYX-201.

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