Key facts
- This page summarizes Lisa Ann Davis's Form 4 filing for C3.ai, Inc. (AI).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 29 Dec 2023, 16:58.
Lisa Ann Davis - 27 Dec 2023 Form 4 Insider Report for C3.ai, Inc. (AI)
- Reporting relationship
- Director
- Issuer ticker
- AI
- Reported as of
- 27 Dec 2023
- Net transaction value
- -$447
- SEC form
- 4
- Accepted by SEC
- 29 Dec 2023, 16:58:09 UTC
- Prior SEC filing
- 15 Dec 2023
- Next SEC filing
- 02 Jan 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Eric Jensen, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Lisa Ann Davis filed Form 4 for C3.ai, Inc. (AI) on 29 Dec 2023.
Change
- Previous filing in this sequence was filed on 15 Dec 2023.
- Current net transaction value: -$447.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $26,980
- Shares
- +2,000
- Change %
- +7.7%
- Price
- $13.49
- Shares after
- 27,945
- Date
- 27 Dec 2023
- Ownership
- Direct
AI
transaction
Class A Common Stock
Tax liability
- Transaction value
- $27,427
- Shares
- -915
- Change %
- -3.3%
- Price
- $29.98
- Shares after
- 27,030
- Date
- 27 Dec 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AI
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -2,000
- Change %
- -4%
- Price
- $0.000000
- Shares after
- 48,349
- Date
- 27 Dec 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 2,000
- Exercise price
- $13.49
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 5, 2022 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.