GHK Royalty LLC - 30 Sep 2021 Form 5 Insider Report for PHX MINERALS INC. (PHX)

Reporting relationship: 10%+ Owner
Issuer ticker: PHX
Reported as of: 30 Sep 2021
Net transaction value: -$1,023,263
SEC form: 5
Accepted by SEC: 31 Aug 2022, 17:32:13 UTC
Prior SEC filing: 31 Aug 2022
Next SEC filing: 31 Aug 2022
Source filing: View source filing
Reporting owner signature: GHK Royalty LLC By:/s/ Robert A Hefner III Manager

Key filing fact

GHK Royalty LLC filed Form 5 for PHX MINERALS INC. (PHX) on 31 Aug 2022.

Key facts

This page summarizes GHK Royalty LLC's Form 5 filing for PHX MINERALS INC. (PHX).
29 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 31 Aug 2022, 17:32.

Change

Previous filing in this sequence was filed on 31 Aug 2022.
Current net transaction value: -$1,023,263.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PHX transaction

Common Stock

Purchase

Transaction value: $24,308
Shares: +13,664
Change %: +2%
Price: $1.78
Shares after: 691,459
Date: 03 Dec 2020
Ownership: Direct
Footnotes: F1

PHX transaction

Common Stock

Purchase

Transaction value: $176,816
Shares: +86,336
Change %: +12%
Price: $2.05
Shares after: 777,795
Date: 04 Dec 2020
Ownership: Direct
Footnotes: F1

PHX transaction

Common Stock

Purchase

Transaction value: $12,383
Shares: +6,100
Change %: +0.78%
Price: $2.03
Shares after: 783,895
Date: 10 Dec 2020
Ownership: Direct
Footnotes: F1

PHX transaction

Common Stock

Purchase

Transaction value: $13,601
Shares: +6,777
Change %: +0.86%
Price: $2.01
Shares after: 790,672
Date: 16 Dec 2020
Ownership: Direct
Footnotes: F1

PHX transaction

Common Stock

Purchase

Transaction value: $111,662
Shares: +55,033
Change %: +7%
Price: $2.03
Shares after: 845,705
Date: 17 Dec 2020
Ownership: Direct
Footnotes: F1

PHX transaction

Common Stock

Purchase

Transaction value: $46,298
Shares: +15,823
Change %: +1.9%
Price: $2.93
Shares after: 861,528
Date: 25 Jan 2021
Ownership: Direct
Footnotes: F1

PHX transaction

Common Stock

Purchase

Transaction value: $77,216
Shares: +25,713
Change %: +3%
Price: $3.00
Shares after: 887,241
Date: 27 Jan 2021
Ownership: Direct
Footnotes: F1

PHX transaction

Common Stock

Other

Transaction value: $0
Shares: +1,000,000
Change %: +113%
Price: $0.000000
Shares after: 1,887,241
Date: 01 Feb 2021
Ownership: Direct
Footnotes: F1, F2

PHX transaction

Common Stock

Other

Transaction value: $0
Shares: -1,000,000
Change %: -33%
Price: $0.000000
Shares after: 2,000,000
Date: 01 Feb 2021
Ownership: Direct
Footnotes: F2, F3

PHX transaction

Common Stock

Other

Transaction value: $0
Shares: +1,700,000
Change %: +90%
Price: $0.000000
Shares after: 3,587,241
Date: 02 Mar 2021
Ownership: Direct
Footnotes: F1, F2

PHX transaction

Common Stock

Other

Transaction value: $0
Shares: -1,700,000
Change %: -85%
Price: $0.000000
Shares after: 300,000
Date: 02 Mar 2021
Ownership: Direct
Footnotes: F2, F3

PHX transaction

Common Stock

Sale

Transaction value: $50,760
Shares: -18,000
Change %: -6%
Price: $2.82
Shares after: 282,000
Date: 08 Apr 2021
Ownership: Direct
Footnotes: F3, F4

PHX transaction

Common Stock

Sale

Transaction value: $87,323
Shares: -31,400
Change %: -11%
Price: $2.78
Shares after: 250,600
Date: 09 Apr 2021
Ownership: Direct
Footnotes: F3, F5

PHX transaction

Common Stock

Sale

Transaction value: $25,095
Shares: -9,571
Change %: -3.8%
Price: $2.62
Shares after: 241,029
Date: 12 Apr 2021
Ownership: Direct
Footnotes: F3, F6

PHX transaction

Common Stock

Other

Transaction value
Shares: -150,000
Change %: -62%
Price
Shares after: 91,029
Date: 13 May 2021
Ownership: Direct
Footnotes: F3, F5, F7

PHX transaction

Common Stock

Sale

Transaction value: $262,094
Shares: -87,423
Change %: -2.4%
Price: $3.00
Shares after: 3,499,818
Date: 03 Aug 2021
Ownership: Direct
Footnotes: F1

PHX transaction

Common Stock

Sale

Transaction value: $102,217
Shares: -34,405
Change %: -0.98%
Price: $2.97
Shares after: 3,465,413
Date: 04 Aug 2021
Ownership: Direct
Footnotes: F1

PHX transaction

Common Stock

Sale

Transaction value: $40,682
Shares: -13,615
Change %: -0.39%
Price: $2.99
Shares after: 3,451,798
Date: 05 Aug 2021
Ownership: Direct
Footnotes: F1

PHX transaction

Common Stock

Sale

Transaction value: $59,539
Shares: -20,067
Change %: -0.58%
Price: $2.97
Shares after: 3,431,731
Date: 06 Aug 2021
Ownership: Direct
Footnotes: F1

PHX transaction

Common Stock

Sale

Transaction value: $244,683
Shares: -82,274
Change %: -2.4%
Price: $2.97
Shares after: 3,349,457
Date: 09 Aug 2021
Ownership: Direct
Footnotes: F1

PHX transaction

Common Stock

Sale

Transaction value: $11,406
Shares: -3,856
Change %: -0.12%
Price: $2.96
Shares after: 3,345,601
Date: 10 Aug 2021
Ownership: Direct
Footnotes: F1

PHX transaction

Common Stock

Sale

Transaction value: $49,983
Shares: -16,978
Change %: -0.51%
Price: $2.94
Shares after: 3,328,623
Date: 11 Aug 2021
Ownership: Direct
Footnotes: F1

PHX transaction

Common Stock

Sale

Transaction value: $15,813
Shares: -5,386
Change %: -0.16%
Price: $2.94
Shares after: 3,323,237
Date: 12 Aug 2021
Ownership: Direct
Footnotes: F1

PHX transaction

Common Stock

Sale

Transaction value: $4,068
Shares: -1,396
Change %: -0.04%
Price: $2.91
Shares after: 3,321,841
Date: 13 Aug 2021
Ownership: Direct
Footnotes: F1

PHX transaction

Common Stock

Sale

Transaction value: $31,750
Shares: -12,700
Change %: -12%
Price: $2.50
Shares after: 89,633
Date: 23 Aug 2021
Ownership: Direct
Footnotes: F3

PHX transaction

Common Stock

Sale

Transaction value: $7,042
Shares: -2,800
Change %: -0.08%
Price: $2.52
Shares after: 3,319,041
Date: 01 Sep 2021
Ownership: Direct
Footnotes: F1

PHX transaction

Common Stock

Sale

Transaction value: $93,192
Shares: -38,022
Change %: -1.1%
Price: $2.45
Shares after: 3,281,019
Date: 02 Sep 2021
Ownership: Direct
Footnotes: F1

PHX transaction

Common Stock

Sale

Transaction value: $139,318
Shares: -56,427
Change %: -1.7%
Price: $2.47
Shares after: 3,224,592
Date: 03 Sep 2021
Ownership: Direct
Footnotes: F1

PHX transaction

Common Stock

Sale

Transaction value: $260,582
Shares: -105,670
Change %: -3.3%
Price: $2.47
Shares after: 3,118,922
Date: 06 Sep 2021
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

GHK Royalty LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 7 footnotes

Footnote F1

These shares are owned directly by Mr. Hefner.

Footnote F2

These transactions represent distributions from GHK Royalty LLC to Mr. Hefner for no consideration. Mr. Hefner is the 100% owner of GHK Royalty LLC and these transactions represent a mere change in form of ownership for Mr. Hefner.

Footnote F3

These shares are owned directly by GHK Royalty LLC. Mr. Hefner indirectly owns these shares as a manager and 100% owner of GHK Royalty LLC.

Footnote F4

The Reporting Person's sale on April 8, 2021 was matchable under Section 16(b) of the Exchange Act with purchases on made December 3, 2020 and December 16, 2020. The Reporting Person remitted $17,749.39 to the Issuer prior to the filing of this Form 5, representing the full amount of profit realized on the short-swing transaction.

Footnote F5

The Reporting Person's sale on April 9, 2021 was matchable under Section 16(b) of the Exchange Act with purchases made on December 16, 2020 and December 17, 2020. The Reporting Person remitted $23,666.50 to the Issuer prior to the filing of this Form 5, representing the full amount of profit realized on the short-swing transaction.

Footnote F6

The Reporting Person's sale on April 12, 2021 was matchable under Section 16(b) of the Exchange Act with the purchase made December 17, 2020. The Reporting Person paid $5,675.60 to the Issuer on May 26, 2022, representing the full amount of profit realized on the short-swing transaction.

Footnote F7

The Reporting Person transferred shares to a non-affiliated employee.