Key facts
- This page summarizes VPC Impact Acquisition Holdings Sponsor, LLC's Form 4 filing for Bakkt Holdings, Inc. (BKKT).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 29 Dec 2023, 18:30.
VPC Impact Acquisition Holdings Sponsor, LLC - 29 Dec 2023 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)
- Reporting relationship
- Director, Other*
- Issuer ticker
- BKKT
- Reported as of
- 29 Dec 2023
- Net transaction value
- -$1,005,810
- SEC form
- 4
- Accepted by SEC
- 29 Dec 2023, 18:30:39 UTC
- Prior SEC filing
- 28 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Sam Tuttleman, Attorney-in-Fact for VPC Impact Acquisition Holdings Sponsor, LLC
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
VPC Impact Acquisition Holdings Sponsor, LLC filed Form 4 for Bakkt Holdings, Inc. (BKKT) on 29 Dec 2023.
Change
- Previous filing in this sequence was filed on 28 Dec 2023.
- Current net transaction value: -$1,005,810.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BKKT
transaction
Class A common stock, par value $0.0001 per share
Sale
- Transaction value
- $1,005,810
- Shares
- -393,125
- Change %
- -15%
- Price
- $2.56
- Shares after
- 2,195,441
- Date
- 29 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The reporting person effected multiple same-way open market sale transactions on the same day at the same price through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.39-2.74, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Footnote F2
VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
SEC remarks
The reporting persons both may be deemed a Director by Deputization. See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer.