Key facts
- This page summarizes Jonathan T. Awde's Form 4 filing for Dakota Gold Corp. (DC).
- 7 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 05 Mar 2024, 15:44.
Jonathan T. Awde - 01 Mar 2024 Form 4 Insider Report for Dakota Gold Corp. (DC)
- Reporting relationship
- President & CEO, Director
- Issuer ticker
- DC
- Reported as of
- 01 Mar 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 05 Mar 2024, 15:44:22 UTC
- Prior SEC filing
- 14 Jun 2023
- Next SEC filing
- 29 Jul 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Daniel Cherniak, as attorney-in-fact for Jonathan T. Awde
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jonathan T. Awde filed Form 4 for Dakota Gold Corp. (DC) on 05 Mar 2024.
Change
- Previous filing in this sequence was filed on 14 Jun 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
DC
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +8,738
- Change %
- +5.4%
- Price
- Shares after
- 170,739
- Date
- 01 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
DC
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +20,926
- Change %
- +12%
- Price
- Shares after
- 191,665
- Date
- 01 Mar 2024
- Ownership
- Direct
- Footnotes
- F2
DC
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +53,066
- Change %
- +28%
- Price
- $0.000000
- Shares after
- 244,731
- Date
- 01 Mar 2024
- Ownership
- Direct
- Footnotes
- F3
DC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,352,091
- Date
- 01 Mar 2024
- Ownership
- By JCTA Capital Management Corp.
- Footnotes
- F4
DC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 82,786
- Date
- 01 Mar 2024
- Ownership
- By GPO Holdings Corp.
- Footnotes
- F4
DC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 180,377
- Date
- 01 Mar 2024
- Ownership
- By spouse
DC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 216,453
- Date
- 01 Mar 2024
- Ownership
- By trusts
- Footnotes
- F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
DC
transaction
Derivative
Performance Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -11,145
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 11,145
- Date
- 01 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 11,145
- Exercise price
- Footnotes
- F1
DC
transaction
Derivative
Performance Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -26,690
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 53,381
- Date
- 01 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 26,690
- Exercise price
- Footnotes
- F2
DC
transaction
Derivative
Stock Options
Award
- Transaction value
- $0
- Shares
- +107,032
- Change %
- Price
- $0.000000
- Shares after
- 107,032
- Date
- 01 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 107,032
- Exercise price
- $2.12
- Footnotes
- F6
DC
transaction
Derivative
Performance Share Units
Award
- Transaction value
- $0
- Shares
- +106,132
- Change %
- Price
- $0.000000
- Shares after
- 106,132
- Date
- 01 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 106,132
- Exercise price
- Footnotes
- F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
The Reporting Person was previously granted 33,435 performance stock units ("PSUs"), which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of Dakota Gold Corp. as compared to the MVIS Global Junior Gold Miners Index. One third of such PSUs vested in 2024 at 78% of the target number of shares, were settled on March 1, 2024 and were converted into 8,738 shares of Common Stock.
Footnote F2
The Reporting Person was previously granted 80,071 performance stock units ("PSUs"), which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of Dakota Gold Corp. as compared to the MVIS Global Junior Gold Miners Index. One third of such PSUs vested in 2024 at 78% of the target number of shares, were settled on March 1, 2024 and were converted into 20,926 shares of Common Stock.
Footnote F3
Represents restricted stock units ("RSU"). Each RSU represents a contingent right to receive one share of Dakota Gold Corp. common stock. The RSUs are scheduled to vest in three equal tranches on March 1, 2025, March 1, 2026 and March 1, 2027.
Footnote F4
Entity is 100% owned by the Reporting Person.
Footnote F5
Reflects securities held by trusts for the benefit of the Reporting Person's children.
Footnote F6
The options are scheduled to vest in three equal tranches on March 1, 2025, March 1, 2026 and March 1, 2027.
Footnote F7
Each PSU represents a contingent right to receive one share of Dakota Gold Corp. common stock, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of Dakota Gold Corp. as compared to the MVIS Global Junior Gold Miners Index. The PSUs are scheduled to vest in three equal tranches in 2025, 2026 and 2027.