Key facts
- This page summarizes Nicholas C. Gangestad's Form 4 filing for ROCKWELL AUTOMATION, INC (ROK).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 04 Mar 2024, 18:10.
Nicholas C. Gangestad - 01 Mar 2024 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)
- Reporting relationship
- Sr. VP and CFO
- Issuer ticker
- ROK
- Reported as of
- 01 Mar 2024
- Net transaction value
- -$573,169
- SEC form
- 4
- Accepted by SEC
- 04 Mar 2024, 18:10:15 UTC
- Prior SEC filing
- 21 Dec 2023
- Next SEC filing
- 06 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- Danielle White, Attorney-in-fact for Nicholas C. Gangestad
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Nicholas C. Gangestad filed Form 4 for ROCKWELL AUTOMATION, INC (ROK) on 04 Mar 2024.
Change
- Previous filing in this sequence was filed on 21 Dec 2023.
- Current net transaction value: -$573,169.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ROK
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +5,309
- Change %
- +60%
- Price
- $0.000000
- Shares after
- 14,206
- Date
- 01 Mar 2024
- Ownership
- Direct
ROK
transaction
Common Stock
Sale
- Transaction value
- $539,130
- Shares
- -1,871
- Change %
- -13%
- Price
- $288.15
- Shares after
- 12,335
- Date
- 04 Mar 2024
- Ownership
- Direct
- Footnotes
- F1, F2
ROK
transaction
Common Stock
Sale
- Transaction value
- $34,038
- Shares
- -118
- Change %
- -0.96%
- Price
- $288.46
- Shares after
- 12,217
- Date
- 04 Mar 2024
- Ownership
- Direct
- Footnotes
- F1, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ROK
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -5,309
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,309
- Exercise price
- Footnotes
- F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 5 footnotes
Footnote F1
Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2023 to cover taxes due on restricted stock units that vested on 3/1/2024.
Footnote F2
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $287.2925 to $288.25. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Footnote F3
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $288.38 to $288.47. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Footnote F4
Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
Footnote F5
The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.