Brent Warner - 01 Mar 2024 Form 4 Insider Report for Poseida Therapeutics, Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
04 Mar 2024, 17:18:30 UTC
Prior SEC filing
02 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Harry J.Leonhardt, Attorney-in-Fact

Key filing fact

Brent Warner filed Form 4 for Poseida Therapeutics, Inc. on 04 Mar 2024.

Key facts

  • This page summarizes Brent Warner's Form 4 filing for Poseida Therapeutics, Inc..
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 04 Mar 2024, 17:18.

Change

  • Previous filing in this sequence was filed on 02 Mar 2023.
  • Current net transaction value: -$147,602.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PSTX transaction

Common Stock

Award

Transaction value
$0
Shares
+80,743
Change %
+22%
Price
$0.000000
Shares after
454,779
Date
01 Mar 2024
Ownership
Direct
Footnotes
F1
PSTX transaction

Common Stock

Tax liability

Transaction value
$147,602
Shares
-35,739
Change %
-7.9%
Price
$4.13
Shares after
419,040
Date
01 Mar 2024
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PSTX transaction Derivative

Employee Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+111,700
Change %
Price
$0.000000
Shares after
111,700
Date
01 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
111,700
Exercise price
$4.13
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents shares issuable upon the vesting of restricted stock units granted pursuant to the Issuer's Equity Incentive Plan. The RSUs are scheduled to vest in four equal annual installments.

Footnote F2

Represents shares withheld by the Issuer to satisfy income tax obligations associated with the vesting of Restricted Stock Unit Awards granted to the Reporting Person on March 1, 2022 and March 1, 2023.

Footnote F3

12.5% of the shares subject to the stock option will vest and become exercisable on the six-month anniversary of the grant date listed in column 3 above, and the remaining shares will vest in 42 equal monthly installments thereafter.

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