James D. Ballard - 29 Feb 2024 Form 4 Insider Report for Douglas Elliman Inc. (DOUG)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Mar 2024, 17:17:29 UTC
Prior SEC filing
01 Mar 2024
Next SEC filing
12 Jul 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ J Bryant Kirkland III, Attorney in Fact

Key filing fact

James D. Ballard filed Form 4 for Douglas Elliman Inc. (DOUG) on 04 Mar 2024.

Key facts

  • This page summarizes James D. Ballard's Form 4 filing for Douglas Elliman Inc. (DOUG).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 04 Mar 2024, 17:17.

Change

  • Previous filing in this sequence was filed on 01 Mar 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DOUG transaction

Common Stock

Award

Transaction value
$0
Shares
+75,000
Change %
+72%
Price
$0.000000
Shares after
178,835
Date
29 Feb 2024
Ownership
Direct
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On February 29, 2024, the Issuer granted the Reporting Person a restricted stock award of 75,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2024, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control.

SEC remarks

SVP, Enterprise Efficiency and Chief Technology Officer Exhibit 24 - Limited Power of Attorney filed with Form 3 dated December 16, 2021, which was filed on December 21, 2021.

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