Key facts
- This page summarizes Charles Scheiwe's Form 4 filing for Flux Power Holdings, Inc. (FLUX).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 01 Mar 2024, 20:28.
Charles Scheiwe - 01 Mar 2024 Form 4 Insider Report for Flux Power Holdings, Inc. (FLUX)
- Reporting relationship
- CFO and Secretary
- Issuer ticker
- FLUX
- Reported as of
- 01 Mar 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 01 Mar 2024, 20:28:50 UTC
- Prior SEC filing
- 06 Nov 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Charles Scheiwe
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Charles Scheiwe filed Form 4 for Flux Power Holdings, Inc. (FLUX) on 01 Mar 2024.
Change
- Previous filing in this sequence was filed on 06 Nov 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FLUX
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +7,030
- Change %
- +50%
- Price
- Shares after
- 21,058
- Date
- 01 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
FLUX
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +2,100
- Change %
- +10%
- Price
- Shares after
- 23,158
- Date
- 01 Mar 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FLUX
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -7,030
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,030
- Exercise price
- Footnotes
- F1
FLUX
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -2,100
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,100
- Exercise price
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Charles Scheiwe is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Represents a one-time grant (the "2020 Grant") of restricted stock units ("RSUs") subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "2014 Plan") in November 2020. In connection with the Transition (defined below), effective as of March 1, 2024 (the "Separation Date"), the entire 2020 Grant accelerated and became fully vested as of the Separation Date.
Footnote F2
Represents a grant of RSUs subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Plan (the "2021 Grant") in October 2021. 1/3 of the Original Grant vested on October 27, 2022, and a subsequent 1/3 of the Original Grant vested on October 27, 2023. In connection with the Transition, the remaining 1/3 of the 2021 Grant accelerated and became fully vested as of the Separation Date.
SEC remarks
Effective as of March 1, the Reporting Person stepped down as the Issuer's Chief Financial Officer and Secretary, including all positions with the Company and its subsidiary and transitioned to a consultant for the Company (the "Transition"). As a result, this Form 4 serves as the Reporting Person's voluntary "exit" filing.