Key facts
- This page summarizes Mark F. Giuliano's Form 4 filing for Invesco Ltd. (IVZ).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 01 Mar 2024, 08:43.
Mark F. Giuliano - 28 Feb 2024 Form 4 Insider Report for Invesco Ltd. (IVZ)
- Reporting relationship
- SMD & Chief Adm Officer
- Issuer ticker
- IVZ
- Reported as of
- 28 Feb 2024
- Net transaction value
- -$259,594
- SEC form
- 4
- Accepted by SEC
- 01 Mar 2024, 08:43:42 UTC
- Prior SEC filing
- 03 Jul 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Robert H. Rigsby, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Mark F. Giuliano filed Form 4 for Invesco Ltd. (IVZ) on 01 Mar 2024.
Change
- Previous filing in this sequence was filed on 03 Jul 2023.
- Current net transaction value: -$259,594.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
IVZ
transaction
Common Shares
Award
- Transaction value
- $0
- Shares
- +15,180
- Change %
- +8.4%
- Price
- $0.000000
- Shares after
- 195,555
- Date
- 28 Feb 2024
- Ownership
- Direct
IVZ
transaction
Common Shares
Tax liability
- Transaction value
- $259,594
- Shares
- -16,978
- Change %
- -8.7%
- Price
- $15.29
- Shares after
- 178,577
- Date
- 28 Feb 2024
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
IVZ
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +28,449
- Change %
- Price
- $0.000000
- Shares after
- 28,449
- Date
- 28 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 28,449
- Exercise price
- $0.000000
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
Footnote F2
The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.