Key facts
- This page summarizes Steve Nave's Form 4 filing for Funko, Inc. (FNKO).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 29 Feb 2024, 17:23.
Steve Nave - 27 Feb 2024 Form 4 Insider Report for Funko, Inc. (FNKO)
- Reporting relationship
- CFO and COO
- Issuer ticker
- FNKO
- Reported as of
- 27 Feb 2024
- Net transaction value
- -$44,989
- SEC form
- 4
- Accepted by SEC
- 29 Feb 2024, 17:23:58 UTC
- Prior SEC filing
- 21 Aug 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Tracy D. Daw, as Attorney-in-Fact for Steve Nave
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Steve Nave filed Form 4 for Funko, Inc. (FNKO) on 29 Feb 2024.
Change
- Previous filing in this sequence was filed on 21 Aug 2023.
- Current net transaction value: -$44,989.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FNKO
transaction
CLASS A COMMON STOCK
Options Exercise
- Transaction value
- $0
- Shares
- +16,735
- Change %
- +30%
- Price
- $0.000000
- Shares after
- 72,235
- Date
- 27 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
FNKO
transaction
CLASS A COMMON STOCK
Sale
- Transaction value
- $44,989
- Shares
- -6,352
- Change %
- -8.8%
- Price
- $7.08
- Shares after
- 65,883
- Date
- 28 Feb 2024
- Ownership
- Direct
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FNKO
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -16,735
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 50,207
- Date
- 27 Feb 2024
- Ownership
- Direct
- Underlying class
- CLASS A COMMON STOCK
- Underlying amount
- 16,735
- Exercise price
- Footnotes
- F1, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Restricted stock units convert into Class A Common Stock on a one-for-one basis.
Footnote F2
Shares were sold to cover taxes upon the vesting of restricted stock units on February 27, 2024 pursuant to a sell to cover instruction.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.99 to $7.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Footnote F4
On March 6, 2023, the Reporting Person was granted 66,942 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of February 27, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.