Key facts
- This page summarizes Scott T. Mikuen's Form 4 filing for L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX).
- 8 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 27 Feb 2024, 19:57.
Scott T. Mikuen - 23 Feb 2024 Form 4 Insider Report for L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)
- Reporting relationship
- Sr VP-General Counsel & Secy
- Issuer ticker
- LHX
- Reported as of
- 23 Feb 2024
- Net transaction value
- -$413,330
- SEC form
- 4
- Accepted by SEC
- 27 Feb 2024, 19:57:46 UTC
- Prior SEC filing
- 02 Mar 2023
- Next SEC filing
- 18 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- By: /s/ John C. Scarborough Jr., Attorney-in-Fact For: Scott T. Mikuen
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Scott T. Mikuen filed Form 4 for L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX) on 27 Feb 2024.
Change
- Previous filing in this sequence was filed on 02 Mar 2023.
- Current net transaction value: -$413,330.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LHX
transaction
Common Stock, Par Value $1.00
Options Exercise
- Transaction value
- $0
- Shares
- +4,462
- Change %
- +8.1%
- Price
- $0.000000
- Shares after
- 59,716
- Date
- 23 Feb 2024
- Ownership
- Direct
- Footnotes
- F1, F2
LHX
transaction
Common Stock, Par Value $1.00
Tax liability
- Transaction value
- $235,681
- Shares
- -1,099
- Change %
- -1.8%
- Price
- $214.45
- Shares after
- 58,617
- Date
- 23 Feb 2024
- Ownership
- Direct
LHX
transaction
Common Stock, Par Value $1.00
Options Exercise
- Transaction value
- $0
- Shares
- +2,131
- Change %
- +3.6%
- Price
- $0.000000
- Shares after
- 60,748
- Date
- 26 Feb 2024
- Ownership
- Direct
LHX
transaction
Common Stock, Par Value $1.00
Tax liability
- Transaction value
- $177,650
- Shares
- -839
- Change %
- -1.4%
- Price
- $211.74
- Shares after
- 59,909
- Date
- 26 Feb 2024
- Ownership
- Direct
LHX
holding
Common Stock, Par Value $1.00
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,817
- Date
- 23 Feb 2024
- Ownership
- By grantor retained annuity trust
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LHX
transaction
Derivative
Performance Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -4,261
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 23 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock, Par Value $1.00
- Underlying amount
- 4,261
- Exercise price
- $0.000000
- Footnotes
- F3
LHX
transaction
Derivative
Non-Qualified Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +8,292
- Change %
- Price
- $0.000000
- Shares after
- 8,292
- Date
- 23 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock Par Value $1.00
- Underlying amount
- 8,292
- Exercise price
- $214.45
- Footnotes
- F4
LHX
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +1,982
- Change %
- Price
- $0.000000
- Shares after
- 1,982
- Date
- 23 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock Par Value $1.00
- Underlying amount
- 1,982
- Exercise price
- $0.000000
- Footnotes
- F5
LHX
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -2,131
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 26 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock, Par Value $1.00
- Underlying amount
- 2,131
- Exercise price
- $0.000000
- Footnotes
- F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Settlement of performance stock units granted on 2/26/2021 (previously reported) in shares of common stock following the end of the 3-year performance period. Includes 201 shares earned in excess of the amount previously reported as performance stock units based on the performance stock unit payout formula.
Footnote F2
Includes both 6,154 shares previously reported as indirectly owned through a grantor retainer annuity trust that were distributed to the reporting person pursuant to the terms of the grantor retainer annuity trust on 5/9/2023, and 132.34 shares acquired through the Issuer's retirement plan since last reported by the reporting person based on information provided by the plan's administrator as of 12/29/2023.
Footnote F3
Award of performance stock units that vested on 12/29/2023 following the end of the 3-year performance period and were settled in shares of common stock on 2/23/2024 based on the performance stock unit payout formula.
Footnote F4
Options to purchase shares of common stock generally vest ratably on 2/23/25, 2/23/26, and 2/23/27 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.
Footnote F5
Award of restricted stock units subject to future vesting on 2/23/2027, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock. Does not include performance stock units granted on 2/23/2024, which vest solely upon achievement of pre-established performance goals over a 3 year performance period.
Footnote F6
Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.