Leone D. Patterson - 23 Feb 2024 Form 4 Insider Report for Tenaya Therapeutics, Inc. (TNYA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
27 Feb 2024, 19:29:46 UTC
Prior SEC filing
16 Feb 2024
Next SEC filing
14 Jun 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jennifer Drimmer Rokovich, Attorney in Fact

Key filing fact

Leone D. Patterson filed Form 4 for Tenaya Therapeutics, Inc. (TNYA) on 27 Feb 2024.

Key facts

  • This page summarizes Leone D. Patterson's Form 4 filing for Tenaya Therapeutics, Inc. (TNYA).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 27 Feb 2024, 19:29.

Change

  • Previous filing in this sequence was filed on 16 Feb 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TNYA transaction

Common Stock

Award

Transaction value
$0
Shares
+35,000
Change %
+58%
Price
$0.000000
Shares after
95,755
Date
23 Feb 2024
Ownership
Direct
Footnotes
F1, F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TNYA transaction Derivative

Stock Option (Right to buy)

Award

Transaction value
$0
Shares
+205,000
Change %
Price
$0.000000
Shares after
205,000
Date
23 Feb 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
205,000
Exercise price
$5.22
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Tenaya Therapeutics, Inc. common stock.

Footnote F2

The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Tenaya Therapeutics, Inc. 2021 Equity Incentive Plan. The restricted stock units will vest as to 1/8th of the total number of shares subject to the restricted stock unit award on August 15, 2024, and 1/8th of the total number of shares subject to the restricted stock unit award every six months thereafter until fully vested.

Footnote F3

Includes 75,000 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Footnote F4

Option granted pursuant to the Tenaya Therapeutics, Inc. 2021 Equity Incentive Plan. Option will vest as to 1/48th of the total number of shares subject to the option on the one month anniversary of the Transaction Date and 1/48th of the total number of shares subject to the option on each monthly anniversary thereafter until fully vested.

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