Rady A. Johnson - 23 Feb 2024 Form 4 Insider Report for PFIZER INC (PFE)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
27 Feb 2024, 13:46:32 UTC
Prior SEC filing
16 Feb 2024
Next SEC filing
28 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Susan E. Grant, by power of atty., for Rady A. Johnson

Key filing fact

Rady A. Johnson filed Form 4 for PFIZER INC (PFE) on 27 Feb 2024.

Key facts

  • This page summarizes Rady A. Johnson's Form 4 filing for PFIZER INC (PFE).
  • 4 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 27 Feb 2024, 13:46.

Change

  • Previous filing in this sequence was filed on 16 Feb 2024.
  • Current net transaction value: +$94,518.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PFE transaction

Common Stock

Options Exercise

Transaction value
$804,780
Shares
+29,436
Change %
+31%
Price
$27.34
Shares after
123,073
Date
23 Feb 2024
Ownership
Direct
Footnotes
F1
PFE transaction

Common Stock

Tax liability

Transaction value
$59,184
Shares
-2,132
Change %
-1.7%
Price
$27.76
Shares after
120,941
Date
23 Feb 2024
Ownership
Direct
Footnotes
F2
PFE transaction

Common Stock

Tax liability

Transaction value
$651,078
Shares
-23,788
Change %
-20%
Price
$27.37
Shares after
97,153
Date
23 Feb 2024
Ownership
Direct
Footnotes
F3, F4
PFE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,301
Date
23 Feb 2024
Ownership
By Rule 16b-3 Plan

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PFE transaction Derivative

Stock Appreciation Rights

Options Exercise

Transaction value
$0
Shares
-29,436
Change %
-100%
Price
$0.000000*
Shares after
0
Date
23 Feb 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
29,436
Exercise price
$27.34
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Footnote F2

The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Footnote F3

The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

Footnote F4

Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

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