Anson Funds Management LP - 14 Nov 2023 Form 4 Insider Report for Trilogy International Partners Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
26 Feb 2024, 13:29:36 UTC
Prior SEC filing
24 Oct 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Tony Moore, manager of Anson Management GP LLC, general partner of Anson Funds Management LP

Key filing fact

Anson Funds Management LP filed Form 4 for Trilogy International Partners Inc. on 26 Feb 2024.

Key facts

  • This page summarizes Anson Funds Management LP's Form 4 filing for Trilogy International Partners Inc..
  • 4 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 26 Feb 2024, 13:29.

Change

  • Previous filing in this sequence was filed on 24 Oct 2023.
  • Current net transaction value: -$29,862.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TRLH transaction

Common Shares, no par value

Sale

Transaction value
$11,647
Shares
-211,000
Change %
-2.2%
Price
$0.0552*
Shares after
9,242,250
Date
14 Nov 2023
Ownership
See footnotes
Footnotes
F1, F2, F3
TRLH transaction

Common Shares, no par value

Sale

Transaction value
$4,125
Shares
-75,000
Change %
-0.81%
Price
$0.0550*
Shares after
9,167,250
Date
15 Nov 2023
Ownership
See footnotes
Footnotes
F1, F2, F3
TRLH transaction

Common Shares, no par value

Sale

Transaction value
$6,090
Shares
-87,000
Change %
-0.95%
Price
$0.0700*
Shares after
9,080,250
Date
18 Dec 2023
Ownership
See footnotes
Footnotes
F1, F2, F3
TRLH transaction

Common Shares, no par value

Sale

Transaction value
$8,000
Shares
-100,000
Change %
-1.1%
Price
$0.0800*
Shares after
8,980,250
Date
20 Dec 2023
Ownership
See footnotes
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The filing of this Form 4 shall not be construed as an admission that Anson Funds Management LP ("Anson"), Anson Management GP LLC, the general partner of Anson ("Anson GP"), Tony Moore, the manager of Anson GP, Anson Advisors Inc. ("Anson Advisors"), Amin Nathoo, a director of Anson Advisors, or Moez Kassam, a director of Anson Advisors, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Shares, no par value (the "Common Stock"), of Trilogy International Partners Inc. (the "Issuer") purchased by private investment funds advised by Anson and Anson Advisors (the "Funds"). Pursuant to Rule 16a-1, all of Anson, Anson GP, Mr. Moore, Anson Advisors, Mr. Nathoo and Mr. Kassam disclaim such beneficial ownership. Bruce R. Winson previously reported owenrship of the Common Stock of the Issuer held by the Funds on Form 3.

Footnote F2

(Continued from footnote 1) Mr. Winson is no longer associated with the Reporting Persons, and no longer controls the disposition or voting of the securities, thus is no longer subject to Section 16.

Footnote F3

Anson and Anson Advisors hold indirectly 8,980,250 shares of Common Stock of the Issuer through the Funds, for which Anson and Anson Advisors are the Investment Advisors. Anson GP and Tony Moore report the Common Stock held indirectly by the Funds because, as the general partner of Anson and the manager of Anson GP, respectively, at the time of purchase, they controlled the disposition and voting of the securities. Mr. Nathoo and Mr. Kassam report the Common Stock held indirectly by the Funds because, as the directors of Anson Advisors, at the time of purchase, they controlled the disposition and voting of the securities.

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